Steven Email & Phone Number
Regulatory Response Manager @ Robinhood
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Steven Location
- New York, NY, US
Steven Work
- 2022 -now Regulatory Response Manager @
- 2021 -2022 Compliance Specialist @
- 2020 -2021 Vice President - Business Unit Risk Management (FID) @
- 2019 -2020 Co-Head of Regulatory Inquiries (North America) @
- 2017 -2019 Vice President @
- 2011 -2016 Compliance Director @
- 2013 -2014 Assistant Vice President @
- 2008 -2011 Investigator @
- 2006 -2006 Legal Intern @
Steven Education
- Binghamton University
B.A. (Philosophy, Politics and Law)
2004-2008 - Hunter College High School 1998-2004
Steven Skills
- Quality Assurance
- Communication
- Interpersonal Skills
- Business Understanding
- Regulatory Requirements
- Regulatory Submissions
- Leadership
- Written Communication
- Regulatory Affairs
- Securities
- Securities Regulation
- FINRA
- AML
- Investment Banking
- Capital Markets
- Investments
- Hedge Funds
- Equities
- Fixed Income
- Wealth Management
- Alternative Investments
- Futures Trading
- Anti Money Laundering
- Microsoft Excel
- PowerPoint
- Microsoft Office
- Management
Steven Summary
- Steven, based in New York, NY, US, is currently a Regulatory Response Manager at Robinhood. Steven brings experience from previous roles at Robinhood and Morgan Stanley. Steven holds a 2004 - 2008 B.A. in Philosophy, Politics and Law @ Binghamton University. With a robust skill set that includes Quality Assurance, Communication, Interpersonal Skills, Business Understanding, Regulatory Requirements and more. Steven has 2 emails and 3 mobile phone numbers on RocketReach.
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