Regulatory Response Manager @ (May 2022 - September 2026)
Compliance Specialist @ (July 2021 - May 2022)
Vice President - Business Unit Risk Management (FID) @ (April 2020 - May 2021)
Co-Head of Regulatory Inquiries (North America) @ (January 2019 - April 2020)
Vice President @ (January 2017 - January 2019)
Compliance Director @ (May 2011 - December 2016)
Assistant Vice President @ (June 2013 - January 2014)
Investigator @ (June 2008 - May 2011)
Legal Intern @ (June 2006 - August 2006)
Steven Education
Binghamton University
B.A. (Philosophy, Politics and Law)
2004-2008
Hunter College High School 1998-2004
Steven Skills
Quality Assurance
Communication
Interpersonal Skills
Business Understanding
Regulatory Requirements
Regulatory Submissions
Leadership
Written Communication
Regulatory Affairs
Securities
Securities Regulation
FINRA
AML
Investment Banking
Capital Markets
Investments
Hedge Funds
Equities
Fixed Income
Wealth Management
Alternative Investments
Futures Trading
Anti Money Laundering
Microsoft Excel
PowerPoint
Microsoft Office
Management
Steven Summary
Steven, based in New York, NY, US, is currently a Regulatory Response Senior Manager at Robinhood. Steven brings experience from previous roles at Robinhood and Morgan Stanley. Steven holds a 2004 - 2008 B.A. in Philosophy, Politics and Law @ Binghamton University. With a robust skill set that includes Quality Assurance, Communication, Interpersonal Skills, Business Understanding, Regulatory Requirements and more. Steven has 2 emails and 3 mobile phone numbers on RocketReach.
Looking for a different Steven?
Find contact details for 700 million professionals.