Stephen Shum Email & Phone Number
Head of SOX Testing - Internal Audit, Mizuho Americas @ Mizuho Bank
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Stephen Shum Location
- New York, NY, US
Stephen Shum Work
- Head of SOX Testing - Internal Audit, Mizuho Americas @ (September 2024 - Present)
- Internal Audit Professional Practices @ (August 2023 - September 2024)
- Institutional Securities Group (ISG) Compliance Testing @ (December 2019 - July 2023)
- Director - Risk Consulting @ (February 2017 - November 2019)
- Vice President - Regulatory Compliance Monitoring and Testing @ (June 2016 - February 2017)
- Manager - Risk Assurance @ (January 2013 - June 2016)
- Senior Associate - Business Advisory Services @ (July 2009 - January 2013)
- Associate - Risk Assurance @ (July 2009 - April 2010)
- Summer Analyst - Front Office Systems @ (May 2007 - August 2007)
- Summer Analyst - Financial Control @ (May 2006 - August 2006)
Stephen Shum Education
- NYU Stern School of Business
B.S. (Finance, Accounting)
Stephen Shum Skills
- Accounting
- Anti Money Laundering
- Auditing
- Banking
- Capital Markets
- Corporate Finance
- Finance
- Financial Analysis
- Financial Reporting
- Financial Risk
- Financial Services
- Internal Audit
- Internal Controls
- Mortgage Compliance
- Regulatory Compliance
- Risk Management
- Trading Operations
- Valuation
- Leadership
- PowerPoint
- Business Analysis
- Strategy
- Testing
- Research
- Sales
- Customer Service
Stephen Shum Summary
- Stephen Shum, based in New York, NY, US, is currently a Head of SOX Testing - Internal Audit, Mizuho Americas at Mizuho. Stephen Shum brings experience from previous roles at Mizuho, Morgan Stanley, KPMG and HSBC. Stephen Shum holds a B.S. in Finance, Accounting @ NYU Stern School of Business. With a robust skill set that includes Accounting, Anti Money Laundering, Auditing, Banking, Capital Markets and more. Stephen Shum has 2 emails and 2 mobile phone numbers on RocketReach.
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