Stephen Shum Email & Phone Number
Head of SOX Testing - Internal Audit, Mizuho Americas @ Mizuho Bank
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Stephen Shum Location
- New York, NY, US
Stephen Shum Work
- 2024 -now Head of SOX Testing - Internal Audit, Mizuho Americas @
- 2023 -2024 Internal Audit Professional Practices @
- 2019 -2023 Institutional Securities Group (ISG) Compliance Testing @
- 2017 -2019 Director - Risk Consulting @
- 2016 -2017 Vice President - Regulatory Compliance Monitoring and Testing @
- 2013 -2016 Manager - Risk Assurance @
- 2009 -2013 Senior Associate - Business Advisory Services @
- 2009 -2010 Associate - Risk Assurance @
- 2007 -2007 Summer Analyst - Front Office Systems @
- 2006 -2006 Summer Analyst - Financial Control @
Stephen Shum Education
- NYU Stern School of Business
B.S. (Finance, Accounting)
Stephen Shum Skills
- Finance
- Financial Analysis
- Risk Management
- Internal Controls
- Financial Services
- Internal Audit
- Auditing
- Financial Risk
- Capital Markets
- Trading Operations
- Anti Money Laundering
- Banking
- Accounting
- Valuation
- Financial Reporting
- Mortgage Compliance
- Corporate Finance
- Regulatory Compliance
- Leadership
- PowerPoint
- Business Analysis
- Strategy
- Testing
- Research
- Sales
- Customer Service
Stephen Shum Summary
- Stephen Shum, based in New York, NY, US, is currently a Head of SOX Testing - Internal Audit, Mizuho Americas at Mizuho. Stephen Shum brings experience from previous roles at Mizuho, Morgan Stanley, KPMG and HSBC. Stephen Shum holds a B.S. in Finance, Accounting @ NYU Stern School of Business. With a robust skill set that includes Finance, Financial Analysis, Risk Management, Internal Controls, Financial Services and more. Stephen Shum has 2 emails and 2 mobile phone numbers on RocketReach.
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