Stephen Littman Email & Phone Number
Case Manager (Investigations) @ FINRA (Financial Industry Regulatory Authority)
Stephen Littman's Location
Shirley, NY, US
Stephen Littman's Work
- Case Manager (Investigations) @ FINRA (Financial Industry Regulatory Authority)
- Principal Enforcement Investigator @ FINRA (Financial Industry Regulatory Authority)
- Associate Principal Enforcement Investigator @ FINRA (Financial Industry Regulatory Authority)
- Regulatory Analyst III @ FINRA (Financial Industry Regulatory Authority)
- Investment Consultant @ TD Ameritrade
- Floor Official and Exchange Official and Disciplinary Panel Member (Concurrent with Compass) @ American Stock Exchange
- Senior Floor Broker and On-Floor Compliance Officer @ Compass Professional Services
- Floor Broker @ Amerivest Group
- Option Market Maker and Trader @ G-Bar Limited Partnership
Stephen Littman's Education
- State University of New York
Bachelor Of Arts
2014 - Suffolk County Community College
Associates
2005 - Empire State College
Bachelor Of Arts
- Suffolk County Community College
Associate Of Arts (Criminal Justice)
Stephen Littman's Skills
- Series 7
- Trading
- Options
- FINRA
- Series 24
- Proprietary Trading
- Financial Regulation
- Equity Trading
- Financial Markets
- ETFs
Stephen Littman's Summary
Stephen Littman, based in Shirley, NY, US, is currently a Case Manager (Investigations) at FINRA (Financial Industry Regulatory Authority), bringing experience from previous roles at FINRA (Financial Industry Regulatory Authority) and TD Ameritrade. Stephen Littman holds a Bachelor Of Arts @ State University of New York. With a robust skill set that includes Series 7, Trading, Options, FINRA, Series 24 and more, Stephen Littman contributes valuable insights to the industry. Stephen Littman has 3 emails on RocketReach.
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