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Stephen Corwin Location
Saint Petersburg, FL, US
Stephen Corwin Work
Vice President Global Equities Trade Supervision and Surveillance @ (December 2023 - Present)
Senior Compliance Manager @ (April 2019 - December 2023)
Principal Examiner @ (September 2016 - April 2019)
Associate Principal Examiner @ (September 2011 - September 2016)
Compliance Officer @ G&L Partners Inc. (June 2008 - September 2011)
Equity Trader @ G&L Partners Inc. (February 2001 - September 2011)
Head Sales Assistant @ G&L Partners Inc. (December 1995 - February 2001)
Stephen Corwin Education
Villanova University
Bachelor of Arts
1988-1992
Stephen Corwin Skills
AML
Asset Management
Bloomberg
Capital Markets
Equities
Equity Trading
FINRA
General Securities Principal
Hedge Funds
Investments
Options
Portfolio Management
Securities
Series 24
Series 63
Series 7
Trading
General Securities
Stephen Corwin Summary
Stephen Corwin, based in Saint Petersburg, FL, US, is currently a Vice President Global Equities Trade Supervision and Surveillance at Raymond James. Stephen Corwin brings experience from previous roles at Raymond James, FINRA and G&L Partners Inc.. Stephen Corwin holds a 1988 - 1992 Bachelor of Arts @ Villanova University. With a robust skill set that includes AML, Asset Management, Bloomberg, Capital Markets, Equities and more. Stephen Corwin has 2 emails and 6 mobile phone numbers on RocketReach.
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