Stephen Briden Location
Denver, CO, US
Stephen Briden Work
- 2017 - now Vice President @ PricewaterhouseCoopers Corporate Finance LLC
- 2016 - 2017 Brokerage Operations Risk and Controls Manager @ TIAA
- 2013 - 2016 Vice President - Legal and Compliance @ ABN AMRO Clearing Bank
- 2006 - 2013 Principal Examiner @ FINRA (Financial Industry Regulatory Authority)
- 1998 - 2003 Associate - Corporate Finance @ J.P. Morgan
Stephen Briden Education
- University of Pennsylvania - The Wharton School
Certified Regulatory Compliance Professional (CRCP) (Banking, Corporate Finance, and Securities Law)
2011 - 2012 - University of Denver - Sturm College of Law
JD (Law)
2003 - 2006 - De Montfort University
BA Hons (Economics)
1994 - 1997
- Cranbrook School, Kent UK1986 - 1991
Stephen Briden Skills
- Securities
- FINRA
- Securities Regulation
- AML
- Legal Research
- Regulatory Affairs
- Regulatory Analysis
- Corporate Finance
- Equities
- Financial Regulation
Stephen Briden Summary
Stephen Briden, based in Denver, CO, US, is currently a Vice President at PricewaterhouseCoopers Corporate Finance LLC. Stephen Briden brings experience from previous roles at TIAA, ABN AMRO Clearing Chicago LLC, FINRA (Financial Industry Regulatory Authority) and J.P. Morgan. Stephen Briden holds a 2011 - 2012 Certified Regulatory Compliance Professional (CRCP) in Banking, Corporate Finance, and Securities Law @ University of Pennsylvania - The Wharton School. With a robust skill set that includes Securities, FINRA, Securities Regulation, AML, Legal Research and more. Stephen Briden has 1 emails and 1 mobile phone numbers on RocketReach.
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