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Stephen Breton Location
Waltham, MA, US
Stephen Breton Work
2018 -now Team Lead @
2006 -2018 Senior Compliance Advisor @
2004 -2006 Compliance Specialist @
2002 -2004 Project Manager and Business Analyst @ CIGNA Financial Services
2000 -2002 Operations Specialist and Sales Support @ CIGNA Financial Services
Stephen Breton Education
Westfield State University
Stephen Breton Skills
Securities
Certified Fraud Examiner
FINRA
Financial Risk
Compliance
FINRA Series 4, 6, 7, 24, 28, 53 & 66
Hold Series 7
Financial Regulation
53 And 66
Finra Series 4
Stephen Breton Summary
Stephen Breton, based in Waltham, MA, US, is currently a Team Lead at Commonwealth Financial Network. Stephen Breton brings experience from previous roles at Commonwealth Financial Network, MassMutual Financial Group and CIGNA Financial Services. Stephen Breton holds a Westfield State University. With a robust skill set that includes Securities, Certified Fraud Examiner, FINRA, Financial Risk, Compliance and more. Stephen Breton has 2 emails and 1 mobile phone numbers on RocketReach.
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