Jim Adelman Email & Phone Number
SVP, Senior Counsel @ Commonwealth Financial Network
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Jim Adelman Location
- Waltham, MA, US
Jim Adelman Work
- 2021 -now SVP, Senior Counsel @
- 2004 -2021 SR Vice President and General Counsel @
- 2000 -2004 Regulatory and legal Counsel @
- 1998 -2000 Associate District Administrator Boston District Offic @ U.S Securities and Exchange Commision
- 1998 -2000 Associate District Administrator @ US Securities and Exchange Commission
- 1998 -2000 Associate District Administrator, Boston @ Securities & Exchange Commission
- 1996 -1998 Partner @ Choate Hall and Stewart
Jim Adelman Education
- American University Washington College of Law
JD (LAW)
1978-1981 - Bucknell University
BA (Economics)
1973-1977
Jim Adelman Skills
- FINRA
- Securities
- SEC
- Litigation
- Due Diligence
- Investments
- General Counsel
- Compliance
- Services
- SEC filings
- Corporate Governance
- Securities Regulation
- Insurance
- Financial Services
- Privacy Law
- Mutual Funds
- AML
Jim Adelman Summary
- Jim Adelman, based in Waltham, MA, US, is currently a SVP, Senior Counsel at Commonwealth Financial Network. Jim Adelman brings experience from previous roles at Commonwealth Financial Network, Allmerica Financial, U.S Securities and Exchange Commision and US Securities and Exchange Commission. Jim Adelman holds a 1978 - 1981 JD in LAW @ American University Washington College of Law. With a robust skill set that includes FINRA, Securities, SEC, Litigation, Due Diligence and more. Jim Adelman has 1 emails and 2 mobile phone numbers on RocketReach.
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