Jim Adelman Email & Phone Number
SVP, Senior Counsel @ Commonwealth Financial Network
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Jim Adelman Location
- Waltham, MA, US
Jim Adelman Work
- SVP, Senior Counsel @ (May 2021 - Present)
- SR Vice President and General Counsel @ (January 2004 - May 2021)
- Regulatory and legal Counsel @ (January 2000 - January 2004)
- Associate District Administrator Boston District Offic @ U.S Securities and Exchange Commision (January 1998 - January 2000)
- Associate District Administrator @ US Securities and Exchange Commission (January 1998 - January 2000)
- Associate District Administrator, Boston @ Securities & Exchange Commission (January 1998 - January 2000)
- Partner @ Choate Hall and Stewart (January 1996 - January 1998)
Jim Adelman Education
- American University Washington College of Law
JD (LAW)
1978-1981 - Bucknell University
BA (Economics)
1973-1977
Jim Adelman Skills
- AML
- Compliance
- Corporate Governance
- Due Diligence
- FINRA
- Financial Services
- Insurance
- Investments
- Litigation
- Mutual Funds
- Privacy Law
- SEC
- SEC filings
- Securities
- Securities Regulation
- General Counsel
- Services
Jim Adelman Summary
- Jim Adelman, based in Waltham, MA, US, is currently a SVP, Senior Counsel at Commonwealth Financial Network. Jim Adelman brings experience from previous roles at Commonwealth Financial Network, Allmerica Financial, U.S Securities and Exchange Commision and US Securities and Exchange Commission. Jim Adelman holds a 1978 - 1981 JD in LAW @ American University Washington College of Law. With a robust skill set that includes AML, Compliance, Corporate Governance, Due Diligence, FINRA and more. Jim Adelman has 1 emails and 2 mobile phone numbers on RocketReach.
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