Son-Mi L. Email
Senior Manager, Regulatory Change Management, U.S. Business Risk Management @ Scotiabank
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Son-Mi L. Location
- New York, NY, US
Son-Mi L. Work
- Senior Manager, Regulatory Change Management, U.S. Business Risk Management @ (May 2024 - Present)
- Senior Manager, Governance and Operational Risk, U.S. Internal Control @ (July 2022 - April 2024)
- Regulatory Consultant, U.S. Internal Control @ (January 2022 - June 2022)
- Regulatory Consultant @ (March 2020 - November 2021)
- Director, Regulatory Counsel @ (June 2015 - August 2018)
- Director, Head of Equities Compliance @ (October 2013 - June 2015)
- Director, Head of Equity Capital Markets Compliance @ (January 2010 - October 2013)
- Vice President, Global Equities and Derivative Solutions Compliance @ (January 2007 - January 2008)
- Director, Equity Capital Markets and Equities Compliance @ (January 2002 - January 2007)
- Analyst, Department of Market Regulation @ (January 2000 - January 2002)
- Paralegal and Arbitration Administrator, Department of Dispute Resolution @ (January 1997 - January 2000)
Son-Mi L. Education
- University of Virginia
Bachelor of Arts (B.A.) (Government & Religion)
1988-1992 - The Catholic University of America, Columbus School of Law
Doctor of Law (JD)
Son-Mi L. Skills
- Securities
- Equity Capital Markets
- Equities
- Capital Markets
- Derivatives
Son-Mi L. Summary
- Son-Mi L., based in New York, NY, US, is currently a Senior Manager, Regulatory Change Management, U.S. Business Risk Management at Scotiabank. Son-Mi L. brings experience from previous roles at Scotiabank, Industrial and Commercial Bank of China and Guggenheim Partners. Son-Mi L. holds a 1988 - 1992 Bachelor of Arts (B.A.) in Government & Religion @ University of Virginia. With a robust skill set that includes Securities, Equity Capital Markets, Equities, Capital Markets, Derivatives and more. Son-Mi L. has 1 emails on RocketReach.
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