2017 -
2019 Assistant Manager, AML and KYC Quality Assurance @
2018 -
2018 Branch Oversight Function @
2016 -
2017 Business Support Assoicate (AML) @
2011 -
2012 Winter Internship - Corporate Development Division @
Simon Lok Education
The University of Queensland
Master of Commerce (Finance, General)
2011
-
2012
Griffith University
Bachelor of Forensic Science (Chemistry)
2008
-
2010
Simon Lok Summary
Simon Lok, based in Hong Kong, is currently a Manager, Intermediaries Supervision (AML) at Securities and Futures Commission (SFC). Simon Lok brings experience from previous roles at FTI Consulting, MUFG, BDO and Citi. Simon Lok holds a 2011 - 2012 Master of Commerce in Finance, General @ The University of Queensland. Simon Lok has 1 emails on RocketReach.
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