The Securities and Futures Commission (SFC) regulates the securities and futures markets in Hong Kong. Its responsibilities are to ensure that the markets operate fairly and efficiently, promote orderly development of the industry while protecting the interests of investors. The SFC is a public body operating independent of the civil service. It is funded mainly by levies investors pay for securities and futures transactions and also by fees from licensees. Its core functions involve the licensing and supervision of intermediaries, ensuring compliance of laws specific to the industry, supervising the markets (including the infrastructure and trading activities), overseeing listing and takeovers matters and regulating investment products.
View Top Employees from Securities and Futures Commission (SFC)| Website | http://www.sfc.hk |
| Employees | 604 (596 on RocketReach) |
| Founded | 1989 |
| Technologies |
JavaScript,
HTML,
PHP
+23 more
(view full list)
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| Industry | Financial Services, Finance General, Association, Finance |
| Web Rank | 185697 |
| Web Visits | 218860 |
| Keywords | Sfc, Sfc Code Of Conduct, Sfc Portal, Sfc License, Wings Sfc |
| Competitors | Capital Market Services, Global Securities Corporation, National Futures Association, R.J. O'Brien, Rosenthal Collins Group |
| SIC | SIC Code 621 Companies, SIC Code 62 Companies |
| NAICS | NAICS Code 5231 Companies, NAICS Code 52311 Companies, NAICS Code 523110 Companies, NAICS Code 52 Companies, NAICS Code 523 Companies |
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Securities and Futures Commission (SFC) Questions
Ashley Alder is the CEO of Securities and Futures Commission (SFC).
596 people are employed at Securities and Futures Commission (SFC).
The NAICS codes for Securities and Futures Commission (SFC) are [5231, 52311, 523110, 52, 523].
The SIC codes for Securities and Futures Commission (SFC) are [621, 62].
Top Securities and Futures Commission (SFC) Employees
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