Scott Yi Email & Phone Number
Head of Equities Compliance @ Wells Fargo
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Scott Yi Location
- New York, NY, US
Scott Yi Work
- 2005 -now Head of Equities Compliance @
- 2013 -now Chief Compliance Officer @ Wells Fargo Prime Services, LLC
- 2003 -2005 VP, Policies and Training @
- 2001 -2003 VP, Equities Compliance @
- 1998 -2001 Associate Director, Equities Compliance @
Scott Yi Education
- Albany Law School 1994-1997
Scott Yi Skills
- Capital Markets
- Fixed Income
Scott Yi Summary
- Scott Yi, based in New York, NY, US, is currently a Head of Equities Compliance at Wells Fargo Securities, LLC. Scott Yi brings experience from previous roles at Wells Fargo Prime Services, LLC, Credit Suisse, Goldman Sachs and UBS Investment Bank. Scott Yi holds a 1994 - 1997 Albany Law School. With a robust skill set that includes Capital Markets, Fixed Income and more. Scott Yi has 1 emails and 2 mobile phone numbers on RocketReach.
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