Scott Stanley Email & Phone Number
Head of Content and Control Room Compliance @ Millennium
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Scott Stanley Location
- New York, NY, US
Scott Stanley Work
- 2024 -now Head of Content and Control Room Compliance @
- 2017 -2024 Senior Compliance Officer @
- 2014 -2017 Senior Enforcement Counsel @
- 2011 -2014 Enforcement Counsel @
- 2008 -2011 Market Surveillance Specialist @
- 2006 -2008 Regulatory Analyst, Derivatives @
- 2006 -2006 Law Clerk, Director of Enforcement @
Scott Stanley Education
- Fairfield University
Bachelor of Arts (B.A.) (Economics and American Studies)
1986-1990 - New York University - Leonard N. Stern School of Business
Master of Business Administration (M.B.A.) (Finance and Accounting)
- The Ohio State University Moritz College of Law
Doctor of Law (J.D.) (Law)
- Xaverian Brothers High School
Scott Stanley Skills
- Securities Regulation
- Securities
- Derivatives
- Equities
- Investigation
- Investment Advisers Act
- Investment Company Act
- FINRA
- Securities Fraud
- Enforcement
- Market Surveillance
- Securities Act of 1933
- Securities Exchange Act of 1934
- AML
- Bonds
- Dodd-Frank Act
- Options
- Rule 144
- Securities Litigation
- Swaps
- Regulations
- Dodd Frank Act
- Commission
- Financial Regulation
- Regulatory Compliance
- Securities Exchange Act
- Financial Markets
- Fraud Investigations
- Alternative Investments
- Capital Markets
- Investments
- u.s. Securities and Exchange Commission Sec
- Financial Services
- Big Data
- Internal and External Investigations
- Due Diligence
- Hedge Funds
- u.s. Securities and Exchange Commission
Scott Stanley Summary
- Scott Stanley, based in New York, NY, US, is currently a Head of Content and Control Room Compliance at Millennium. Scott Stanley brings experience from previous roles at Millennium and U.S. Securities and Exchange Commission. Scott Stanley holds a 1986 - 1990 Bachelor of Arts (B.A.) in Economics and American Studies @ Fairfield University. With a robust skill set that includes Securities Regulation, Securities, Derivatives, Equities, Investigation and more. Scott Stanley has 3 emails and 4 mobile phone numbers on RocketReach.
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