Scott Conwell Email & Phone Number
Chief Compliance Officer @ Harbour Investments, Inc
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Scott Conwell Location
- Middleton, WI, US
Scott Conwell Work
- Chief Compliance Officer @ (January 2024 - Present)
- Chief Operating Officer and Chief Compliance Officer @ (June 2018 - January 2024)
- Advanced Securities Examiner @ Wisconsin Department of Financial Institutions (July 2011 - June 2018)
- Compliance Principal @ (August 2007 - July 2011)
- Director of Planning, Financial Representative @ Northwestern Mutual Financial Network (March 2006 - August 2007)
- Small Business Relationship Manager @ (September 2005 - March 2006)
- Investment Consultant @ Ziegler Investment Services Group (May 2002 - September 2005)
- Financial Advisor @ (May 2000 - May 2002)
- Para-Planner @ (January 2000 - January 2002)
Scott Conwell Education
- University of Wisconsin-Madison
Bachelor (Consumer Science)
1995-2000
Scott Conwell Skills
- Attorney
- Securities
Scott Conwell Summary
- Scott Conwell, based in Middleton, WI, US, is currently a Chief Compliance Officer at Harbour Investments, Inc. Scott Conwell brings experience from previous roles at Canopy Wealth Management, Wisconsin Department of Financial Institutions, American Family Insurance and Northwestern Mutual Financial Network. Scott Conwell holds a 1995 - 2000 Bachelor in Consumer Science @ University of Wisconsin-Madison. With a robust skill set that includes Attorney, Securities and more. Scott Conwell has 3 emails and 1 mobile phone numbers on RocketReach.
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Top Harbour Investments, Inc Employees
Scott Conwell
Chief Compliance Officer
Middleton, WI, US
Aaron Hager
President
Madison, WI, US
Nikki Dahm
Operations Assistant
Madison, WI, US
Julie Nelles
VP of Advisory Operations and Services
Cambridge, WI, US
Patricia Beine
Investment Adviser Representative
Milwaukee, WI, US
Kim Niedfeldt
Registered Agent
Illinois, United States
Harbour Compliance
Compliance
Madison, WI, US
Christine Freiheit
Branch Manager
Germantown, Wisconsin, United States
Rhonda Meyer
SVP and COO
Madison, WI, US
Bruce Patterson
Investment advisor representative
Angola, IN, US
Angie Hellenbrand
Transition Specialist
Verona, WI, US
Bailey Buhr
Registered Principal
Madison, WI, US
Tony Smith
Transaction Compliance Principal
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