Sara Lowe Email
Regulatory Risk and Control Oversight - Compliance @ Commerzbank AG
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Sara Lowe Location
- London, GB
Sara Lowe Work
- 2026 -now Regulatory Risk and Control Oversight - Compliance @
- 2024 -2025 Vice President-Operational Risk Events and Escalations @
- 2023 -2024 Vice President- Thematic Risk Assessment and Lessons Learned Team @
- 2016 -2023 Vice President Compliance @
- 2012 -2015 AVP and Senior Compliance Officer @ J.P. Morgan
- 2011 -2012 Assistant Vice President- Compliance Officer @
- 2004 -2011 Principal Examiner @
- 2001 -2004 Institutional Asset Associate @ Alliance Bernstein
Sara Lowe Education
- Yeshiva University
Bachelor of Science (BS) (Finance, General)
1997-2000
Sara Lowe Skills
- Hedge Funds
- Equities
- Due Diligence
- AML
- Securities
- FINRA
- Asset Managment
- Securities Regulation
- Investments
- Asset Management
- Series 7
- Financial Analysis
- Fixed Income
- Capital Markets
- SEC
- Trading
- Financial Risk
- Mutual Funds
- Investment Banking
- Options
- Equity Trading
- Financial Services
- Series 24
- Series 63
- Trading Systems
- Auditing
- OFAC
- Corporate Finance
- Bank Secrecy Act
- Financial Markets
- Financial Regulation
- KYC
- Anti Money Laundering
- PowerPoint
- Business Development
- Microsoft Word
- Risk Management
- Management
- Project Management
- Integration
Sara Lowe Summary
- Sara Lowe, based in London, GB, is currently a Regulatory Risk and Control Oversight - Compliance at Commerzbank AG. Sara Lowe brings experience from previous roles at Citi, Deutsche Bank and J.P. Morgan. Sara Lowe holds a 1997 - 2000 Bachelor of Science (BS) in Finance, General @ Yeshiva University. With a robust skill set that includes Hedge Funds, Equities, Due Diligence, AML, Securities and more. Sara Lowe has 3 emails on RocketReach.
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