Sandy Ho Email & Phone Number
Retired - Former Head of Marketing Compliance
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Sandy Ho Location
- New York, NY, US
Sandy Ho Work
- 2025 -now Retired - Former Head of Marketing Compliance @ Formerly Morgan Stanley
- 2014 -2025 Executive Director, Head of Marketing Compliance (prev Vice President, Marketing Compliance) @
- 2012 -2014 Vice President Sr Manager, LCO @
- 2007 -2012 Director, Compliance Analyst @
- 2005 -2007 Associate, Compliance Analyst @
- 1999 -2005 Compliance Analyst - Investment Advisory @
Sandy Ho Education
- Syracuse University
Bachelor of Science (Management Information Systems)
1995-1999
Sandy Ho Skills
- FINRA
- Investment Advisory
- Series 7
- Series 24
- Securities
- Mutual Funds
- Asset Management
- Financial Services
- Regulatory Compliance
- Risk Management
- Global Marketing
- Marketing Communications
Sandy Ho Summary
- Sandy Ho, based in New York, NY, US, is currently a Retired - Former Head of Marketing Compliance at Formerly Morgan Stanley. Sandy Ho brings experience from previous roles at Morgan Stanley, HSBC Global Asset Management (USA) Inc., Morgan Stanley Investment Management and Deutsche Asset Management. Sandy Ho holds a 1995 - 1999 Bachelor of Science in Management Information Systems @ Syracuse University. With a robust skill set that includes FINRA, Investment Advisory, Series 7, Series 24, Securities and more. Sandy Ho has 3 mobile phone numbers on RocketReach.
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