2004 -
now Chief Compliance Officer and Deputy General Counsel @
2019 -
2020 Deputy General Counsel and Senior Compliance Manager @
1999 -
2004 Chief Compliance Officer @
1994 -
1999 Assistant General Counsel @
1990 -
1994 Enforcement Attorney @
Russell Thompson Education
Western New England University School of Law
Westfield State University
Bachelor’s Degree (Political Science/Pre-Law, with Honors)
Russell Thompson Skills
Regulatory Compliance
Legal Compliance
Investment Management Industry
Hedge Funds
Asset Management
Securities
Investments
Due Diligence
Capital Markets
Risk Management
Sports and Entertainment
Customer Service
Legal Writing
Mutual Funds
Securities Regulation
Sales Management
Russell Thompson Summary
Russell Thompson, based in New York, NY, US, is currently a Chief Compliance Officer and Deputy General Counsel at Mariner Investment Group, LLC. Russell Thompson brings experience from previous roles at Mariner Investment Group, LLC, MacKay Shields LLC, Prudential Financial and United States Securities & Exchange Commission. Russell Thompson holds a Western New England University School of Law. With a robust skill set that includes Regulatory Compliance, Legal Compliance, Investment Management Industry, Hedge Funds, Asset Management and more. Russell Thompson has 1 emails and 1 mobile phone numbers on RocketReach.
Get contact details of over 700M profiles across 60M companies - all with industry-leading accuracy. Sales and Recruiter users, try out our Email Finder Extension.
Use our AI-Powered Email Finder
Find business and personal emails and mobile phone numbers with exclusive coverage across niche job titles, industries, and more for unparalleled targeting. Also available via our Contact Data API.