2017 -2022 Senior Vice President and U.S. Head of Equities Compliance @
2011 -2017 Executive Director @
2008 -2011 Chief Compliance Officer @ Quadriserv
2007 -2008 Vice President @ Lehman Brothers
2003 -2007 Vice President @
2002 -2003 Compliance Examiner @
Robert Yap Education
Boston College
BA (Political Science)
1990-1994
Suffield Academy
Robert Yap Skills
Business Development
Strategy
Marketing
Management
Risk Management
Financial Services
Portfolio Management
Services
Robert Yap Summary
Robert Yap, based in United States, is currently a Senior Compliance Officer - Equities Advisory at Millennium. Robert Yap brings experience from previous roles at Natixis Corporate & Investment Banking, HSBC Global Banking and Markets, UBS Investment Bank and Quadriserv. Robert Yap holds a 1990 - 1994 BA in Political Science @ Boston College. With a robust skill set that includes Business Development, Strategy, Marketing, Management, Risk Management and more. Robert Yap has 3 emails and 1 mobile phone numbers on RocketReach.
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