Senior Vice President and U.S. Head of Equities Compliance @ (June 2017 - July 2022)
Executive Director @ (July 2011 - May 2017)
Chief Compliance Officer @ Quadriserv (November 2008 - August 2011)
Vice President @ Lehman Brothers (January 2007 - January 2008)
Vice President @ (January 2003 - January 2007)
Compliance Examiner @ (January 2002 - January 2003)
Robert Yap Education
Boston College
BA (Political Science)
1990-1994
Suffield Academy
Robert Yap Skills
Business Development
Strategy
Marketing
Management
Risk Management
Financial Services
Portfolio Management
Services
Robert Yap Summary
Robert Yap, based in United States, is currently a Senior Compliance Officer - Equities Advisory at Millennium. Robert Yap brings experience from previous roles at Natixis Corporate & Investment Banking, HSBC Global Banking and Markets, UBS Investment Bank and Quadriserv. Robert Yap holds a 1990 - 1994 BA in Political Science @ Boston College. With a robust skill set that includes Business Development, Strategy, Marketing, Management, Risk Management and more. Robert Yap has 3 emails and 1 mobile phone numbers on RocketReach.
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