Robert Virgilio Email & Phone Number
Chief Compliance Officer @ Blue Ocean Technologies, LLC
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Robert Virgilio Location
- New York, NY, US
Robert Virgilio Work
- 2026 -now Chief Compliance Officer @
- 2019 -2026 Chief Compliance Officer and Managing Director @ ICBC Financial Services LLC
- 2015 -2019 Director @
- 1999 -2015 Chief Compliance Officer @
- 1994 -1999 Vice President and Compliance Officer @ SG Cowen
- 1994 -1994 Assistant Vice President and Assistant Compliance Director @ The Nikko Securities International Inc.
- 1987 -1994 Supervising Senior Examiner @
Robert Virgilio Education
- Niagara University
Robert Virgilio Skills
- Options
- Compliance
- Equity Trading
- Equities
- Hedge Funds
- Brokerage
- Equity Research
- Financial Risk
- Prime Brokerage
- Finance
- Fixed Income
- Securities
- Auditing
- Electronic Trading
- Capital Markets
- FINRA
- AML
- Investment Advisers Act
- Derivatives
- Securities Exchange Act of 1934
- Broker-Dealer
- Market Making
- Financial Services
- Risk Management
- Series 7
- Asset Management
- Compliance Management
- Regulatory Compliance
- Anti Money Laundering
- Trading
- Cryptocurrency
- Alternative Trading Systems
- FINRA Rule 3120
- Reg SCI
- Clearing
- Federal Reserve
- Repos
- Market Access
- Cybersecurity
- Business Continuity Planning
- Stock Loan
- Algorithms
- Written Procedures
- Board of Directors Reporting
Robert Virgilio Summary
- Robert Virgilio, based in New York, NY, US, is currently a Chief Compliance Officer at Blue Ocean Technologies, LLC. Robert Virgilio brings experience from previous roles at ICBC Financial Services LLC, KPMG, Convergex Group and SG Cowen. Robert Virgilio holds a Niagara University. With a robust skill set that includes Options, Compliance, Equity Trading, Equities, Hedge Funds and more. Robert Virgilio has 1 emails on RocketReach.
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