Phillip Branham Email & Phone Number
Trade Surveillance @ Blue Ocean Technologies, LLC
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Phillip Branham Location
- Nashville, TN, US
Phillip Branham Work
- 2025 -now Trade Surveillance @
- 2025 -2025 Principal Consultant- Market Abuse Surveillance @
- 2024 -2025 Trade Surveillance Manager @
- 2022 -2024 Equities and Options Surveillance @
- 2021 -2022 Senior Trade Surveillance Associate @
- 2018 -2021 Communications Compliance Analyst @
- 2017 -2018 Trade Surveillance- Market Regulation @
- 2015 -2017 Client Relations-Compliance Officer @
- 2014 -2015 Brokerage Service Representative @
Phillip Branham Education
- University of Tennessee, Knoxville
Bachelor of Arts (BA) (Political Science and Public Administration)
2011-2014 - Dyersburg State Community College
Associate of Science (AS) (Business Administration and Management, General)
2010-2011
Phillip Branham Skills
- Financial Services
- Securities Regulation
- Financial Markets
- Customer Service
- Microsoft Office
- Microsoft Word
- Sales
- Investments
- Research
- Social Media
- Series 63
- Equities
- Finance
- Risk Management
- Market Access
- Securities
- Trading
- Data Entry
- Data Analysis
- Financial Analysis
- Microsoft Excel
- PowerPoint
- Outlook
- Bloomberg Terminal
- Bloomberg
- Leadership
- Public Speaking
- Teamwork
- Time Management
- Finra
- FactSet
- Series 24
- Trade Compliance
- Algorithmic Trading
- Hold Series 7
- Trade Regulation
- Series 7
- Series 4
- Reg NMS
- Reg SHO
- Trade Reporting
- SMARTS
- Nasdaq Trade Surveillance
- Options
- Anti-Money Laundering
- Market Abuse Regulations
- Actimize
Phillip Branham Summary
- Phillip Branham, based in Nashville, TN, US, is currently a Trade Surveillance at Blue Ocean Technologies, LLC. Phillip Branham brings experience from previous roles at ACA Group, Velox Clearing, Cboe Global Markets and Robinhood. Phillip Branham holds a 2011 - 2014 Bachelor of Arts (BA) in Political Science and Public Administration @ University of Tennessee, Knoxville. With a robust skill set that includes Financial Services, Securities Regulation, Financial Markets, Customer Service, Microsoft Office and more. Phillip Branham has 3 emails and 3 mobile phone numbers on RocketReach.
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