Robert Saperstein Email & Phone Number
Senior Managing Director, Head of Compliance and Senior Regulatory Counsel @ Guggenheim Investment Advisors
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Robert Saperstein Location
- New York, NY, US
Robert Saperstein Work
- 2012 -now Senior Managing Director, Head of Compliance and Senior Regulatory Counsel @
- 2005 -2011 Chief Compliance Officer and Associate General Counsel @
- 2000 -2005 Vice President and Associate General Counsel @
- 1996 -2000 Managing Director and Associate General Counsel @
- 1991 -1995 Branch Chief @
- 1988 -1991 Associate @
Robert Saperstein Education
- Tufts University
BA (with honors, null)
- The George Washington University Law School
J.D. (with honors, Law)
Robert Saperstein Skills
- Hedge Funds
- Investment Advisory
- Private Equity
- Securities Regulation
- Securities
- FINRA
- International Regulations
- Equities
- Alternative Investments
- Management
- Series 24
- Compliance
- Fixed Income
- Due Diligence
- Structured Products
- Asset Management
- Capital Markets
- Investment Management
- Anti Money Laundering
- Derivatives
- AML
- Corporate Governance
- Mergers & Acquisitions
- Investments
- Mergers and Acquisitions
Robert Saperstein Summary
- Robert Saperstein, based in New York, NY, US, is currently a Senior Managing Director, Head of Compliance and Senior Regulatory Counsel at Guggenheim Investments. Robert Saperstein brings experience from previous roles at Caxton Associates LP, Goldman Sachs, Bear Stearns Companies and U.S. Securities and Exchange Commission. Robert Saperstein holds a BA in with honors, null @ Tufts University. With a robust skill set that includes Hedge Funds, Investment Advisory, Private Equity, Securities Regulation, Securities and more. Robert Saperstein has 2 emails and 2 mobile phone numbers on RocketReach.
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