Eric Difiore Email & Phone Number
Managing Director, Senior Regulatory Counsel @ Guggenheim Investment Advisors
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Eric Difiore Location
- New York, NY, US
Eric Difiore Work
- 2025 -now Managing Director, Senior Regulatory Counsel @
- 2019 -now Adjunct Professor @
- 2025 -2025 Chief Compliance Officer and Chief Legal Officer @
- 2022 -2025 Chief Compliance Officer @
- 2021 -2022 Investment Management Associate @
- 2019 -2021 Compliance Director and Regulatory Counsel @
- 2016 -2019 Vice President @
- 2014 -2016 Investment Management Compliance - Legal Affairs @
- 2013 -2014 Senior Specialist - Investment Management Compliance @
- 2009 -2013 Analyst @ Conning Asset Management
Eric Difiore Education
- University of Connecticut School of Law
Juris Doctorate (Law)
2009-2013 - The University of Connecticut School of Business
MBA (International Business)
2010-2013 - Fordham University
Bachelor of Arts (Economics)
2005-2009 - University of Malta
(European Economics)
2007-2007 - East Catholic
High School Diploma
2001-2005
Eric Difiore Skills
- Bloomberg
- Risk Management
- Microsoft Office
- Microsoft Excel
- Microsoft SQL Server
- Legal Research
- Legal Compliance
- Legal Writing
- Finance
- Auditing
- Financial Risk
- Analysis
- Financial Analysis
- Investments
- Portfolio Management
- Management
- Research
- Public Speaking
- Accounting
- Sales
- Business Analysis
- Business Development
- Insurance Regulatory
- SEC
- International Business
- Consulting
- Project Work
- Insurance
- Shanghai
- Students
- Annual Reviews
- Fiscal Policy
- Compliance Testing
- Assembling
- Cycles
- Honor
- Restrictions
- Client Accounts
- Business Administration
- Dec Alpha
- International Law
- Legal
- Compliance Procedures
- Travel
- Trademarks
- Cat
- Delta
- Financial Statements
- Funding
- General Electric
- North America
- Allocations
- Investment Management
- Beijing
- Rules
- Compliance Support
- Regulators
- International Tax
- Year End
- Pios
- Front Office
- Trade Unions
- Fundraising
- Reports
- Asset Allocation
- Tax Advisory
- Computer Program
- Testing
- Asset Management
- Analytical Systems
- Tax Issues
- Wealth
- State Tax
- Portfolio Managers
- American
- Trains And Add Rails
- Reporting
- Stakeholders
- Surveillance
- Query Analyzer
- Economics
- Regulatory Filings
- Chinese
- Investment Portfolio
- Business Operations
- Operations
- Exceptions
- Investment Advisory Services
- SQL
- Bar
- Data Integrity
- Sunrise
- Rome
- Regulations
- Banking
- International
- Google Groups
- Portfolio
- Tax
- Forms
- New York
- Relief
- Guidelines
- Subsidiaries
- Performance Reviews
- Tax Compliance
- Compliance
- Wealth Management
- Internal Controls
- Asset
- China
- Italy
- Connecticut
- Trading
- Filing
- Risk
- Supply Chain
Eric Difiore Summary
- Eric Difiore, based in New York, NY, US, is currently a Managing Director, Senior Regulatory Counsel at Guggenheim Investments. Eric Difiore brings experience from previous roles at Fordham Gabelli School of Business, TZP Group and Lowenstein Sandler LLP. Eric Difiore holds a 2009 - 2013 Juris Doctorate in Law @ University of Connecticut School of Law. With a robust skill set that includes Bloomberg, Risk Management, Microsoft Office, Microsoft Excel, Microsoft SQL Server and more. Eric Difiore has 2 emails on RocketReach.
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