Vice President and Chief Compliance Officer @ (April 2023 - January 2026)
Broker-Dealer Chief Compliance Officer @ VALIC Financial Advisors, Inc. (January 2022 - April 2023)
Director, Risk Advisory Services - Broker-Dealer and Investment Advisers @ (January 2021 - November 2021)
Managing Director, Compliance Practice Leader @ (January 2018 - January 2021)
Director @ (March 2011 - December 2017)
Chief Compliance Officer @ (March 2005 - March 2011)
Senior Examiner @ (November 2003 - March 2006)
Asst. Vice President and Team Manager and Sr. Analyst @ Allmerica Investments/VeraVest Investments (April 2000 - November 2003)
Sr. Investment Specialist @ PFPC Global Funds Services (November 1998 - April 2000)
Robert Lavigne Education
Westfield State University
B.S. (Criminal Justice)
1993-1995
Anna Maria College
MBA (Finance, Strategy & Leadership)
St. Mary's HS
MBA, Finance, Strategy & Leadership
Robert Lavigne Skills
AML
Anti Money Laundering
Asset Management
FINRA
Finance
Financial Risk
Financial Services
Investments
Risk Management
Mutual Funds
SEC
Securities
Series 7
Training
Wealth Management
Due Diligence
Management
Financial Analysis
Customer Service
Marketing
Robert Lavigne Summary
Robert Lavigne, based in Chicago, IL, US, is currently a Chief Compliance Officer at Hightower Advisors. Robert Lavigne brings experience from previous roles at Edelman Financial Engines, VALIC Financial Advisors, Inc., Kaufman Rossin and Bates Group. Robert Lavigne holds a 1993 - 1995 B.S. in Criminal Justice @ Westfield State University. With a robust skill set that includes AML, Anti Money Laundering, Asset Management, FINRA, Finance and more. Robert Lavigne has 1 emails and 1 mobile phone numbers on RocketReach.
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