2018 -2021 Managing Director, Compliance Practice Leader @
2011 -2017 Director @
2005 -2011 Chief Compliance Officer @
2003 -2006 Senior Examiner @
2000 -2003 Asst. Vice President and Team Manager and Sr. Analyst @ Allmerica Investments/VeraVest Investments
1998 -2000 Sr. Investment Specialist @ PFPC Global Funds Services
Robert Lavigne Education
Westfield State University
B.S., Criminal Justice
1993-1995
Anna Maria College
MBA, Finance, Strategy & Leadership
St. Mary's HS
Robert Lavigne Skills
AML
Anti Money Laundering
Asset Management
FINRA
Finance
Financial Risk
Financial Services
Investments
Risk Management
Mutual Funds
SEC
Securities
Series 7
Training
Wealth Management
Due Diligence
Management
Financial Analysis
Customer Service
Marketing
Robert Lavigne Summary
Robert Lavigne, based in Chicago, IL, US, is currently a Chief Compliance Officer at Hightower Advisors. Robert Lavigne brings experience from previous roles at Edelman Financial Engines, VALIC Financial Advisors, Inc., Kaufman Rossin and Bates Group. Robert Lavigne holds a 1993 - 1995 B.S., Criminal Justice @ Westfield State University. With a robust skill set that includes AML, Anti Money Laundering, Asset Management, FINRA, Finance and more. Robert Lavigne has 2 emails and 1 mobile phone numbers on RocketReach.
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