Rob Norris Email & Phone Number

Senior Audit Manager - Financial Crimes Compliance (FCC) @ Capital One

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Rob Norris Location

Charlotte, NC, US

Rob Norris Work

Senior Audit Manager - Financial Crimes Compliance (FCC) @ (June 2025 - Present)
Audit Manager - Executive Director -- Internal Audit: Financial Crimes Audit Team @ (July 2022 - June 2025)
Audit Manager - Vice President -- Wells Fargo Internal Audit: Financial Crimes Audit Team @ (August 2019 - July 2022)
Senior Auditor, Sr. AVP - Wells Fargo Audit Services: Financial Crimes Audit Team @ (June 2018 - August 2019)
Compliance Consultant - Team Lead @ (January 2018 - June 2018)
Risk Management Supervisor @ (June 2016 - June 2017)
Compliance Consultant @ (October 2015 - June 2016)
AVP - Branch Operations | Bank Security Officer @ (December 2011 - October 2015)
Assistant Manager @ (May 2011 - December 2011)
Banking Officer- Branch Sales Manager | Branch Operations Manager @ (May 2006 - June 2010)
Weekend Supervisor and Certified Consumer Lender @ (August 2002 - May 2006)

Rob Norris Education

Penn State University
B.S. (Marketing - Smeal College of Business)
Penn State Smeal College of Business
Bachelor of Science (Marketing)
Penn State Brandywine
Business Administration and Management (General)
Penn State Altoona
Business Administration and Management (General)
American Institute of Banking (AIB)/American Bankers Association (ABA)
General Banking Diploma; Bank Operations Diploma

Rob Norris Skills

Anti Money Laundering
Bank Secrecy Act
Bank Security
Banking
Banking Operations
Board of Directors Presentations
Business Administration
Business Impact Analysis
CCTV
Certified Fraud Examiner
Commercial Banking
Consumer Lending
Corporate Governance
Credit
Credit Analysis
Deposits
Due Diligence
Employee Evaluation
Enterprise Risk Management
Event Planning
Fraud Investigations
Internal Audit
Internal Investigations
Jack Henry
KYC
Leadership
Loans
Loss Prevention
Management
Marketing
Mergers & Acquisitions
OSI Model
Operations Management
Organizational Psychology
Physical Security
Recruiting
Regulatory Compliance
Retail Banking
Risk Assessment
Risk Management
Security Training
Technical Writing
Trusts
Vendor Management
Wealth Management
HMDA
Ease
Sales
Data Entry
Narrative
Dnb
Law Enforcement
Assessment
Adherence
Security
DMP
Sales Manager
Media Strategy
Information Systems
PowerPoint
Cash Management
Compliance Training
Fiserv
MS Excel
Incident Response
Daily Operations
Outages
Settlement
Relationship Management
Playback
Branding
Microsoft Office
Encore
Training
Policy
Customer Service
Directors
Documentation
Quality Control
Service Providers
Crisis
Loan Closings
Investigation
Surveillance
Security Policy
Branch Administration
Emergency
CIP
Participation
Snow
Osi
Business Development
DNA
Operations
Microsoft Access
Exceptions
Emergency Management
Exercises
Sarbanes Oxley Act
Employee Turnover
Sarbanesoxley Act
Regulations
Cleaners
Alarm Management
Sourcing
Reviews
Law Firms
Compliance
Underwriting
Business Continuity
Cost Efficiency
Cash
Liaison
Protection
Mergers and Acquisitions
Access Control Management

Rob Norris Summary

Rob Norris, based in Charlotte, NC, US, is currently a Senior Audit Manager - Financial Crimes Compliance (FCC) at Capital One. Rob Norris brings experience from previous roles at Wells Fargo and Robert Half Management Resources. Rob Norris holds a B.S. in Marketing - Smeal College of Business @ Penn State University. With a robust skill set that includes Anti Money Laundering, Bank Secrecy Act, Bank Security, Banking, Banking Operations and more. Rob Norris has 3 emails and 2 mobile phone numbers on RocketReach.