Richard Wallace Email & Phone Number

Retired @ None

5 free lookup(s).

Richard Wallace Location

San Diego, CA, US

Richard Wallace Work

2025 - now Retired @ Self Employed
2020 - 2025 Senior Vice President and Associate General Counsel @ LPL Financial
2017 - 2020 Senior Vice President, Compliance, Legal and Risk @ LPL Financial

2013 - 2016 Senior Vice President and Chief Compliance Officer @ OCC
2008 - 2013 Partner @ Foley & Lardner LLP
1996 - 2008 Vice President @ FINRA (Financial Industry Regulatory Authority)
1996 - 2007 Vice President @ NASD
1990 - 1996 Branch Chief @ U.S. Securities and Exchange Commission
1987 - 1990 Associate @ Call, Clayton & Jensen
1985 - 1987 Associate @ O'Melveny & Myers LLP

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Richard Wallace Education

University of California, Berkeley - School of Law
J.D. (Law)
1981 - 1984
University of California, Berkeley
A.B. (Political Science)
1975 - 1981

Richard Wallace Skills

Leadership
SEC
Team Building

Litigation
PowerPoint
Banking
Partnership Building
Anti Money Laundering
Clearing Houses
Fixed Income

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Richard Wallace Summary

Richard Wallace, based in San Diego, CA, US, is currently a Retired at Self Employed. Richard Wallace brings experience from previous roles at LPL Financial, OCC and Foley & Lardner LLP. Richard Wallace holds a 1981 - 1984 J.D. in Law @ University of California, Berkeley - School of Law. With a robust skill set that includes Leadership, SEC, Team Building, Litigation, PowerPoint and more. Richard Wallace has 2 emails and 3 mobile phone numbers on RocketReach.

Richard Wallace Emails

Found 2 emails

Richard Wallace Phone Numbers

Found 6 phone numbers

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