Richard E. Ramirez Email & Phone Number

Associate General Counsel @ tZERO Group, Inc.

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Richard E. Ramirez Location

Philadelphia, PA, US

Richard E. Ramirez Work

Associate General Counsel and Assistant Vice President @ Osaic (May 2024 - March 2025)
Senior Counsel and Assistant Vice President @ (January 2021 - January 2024)
Associate General Counsel and Assistant Vice President @ Osaic (January 2024 - January 2025)
Associate Counsel, Regulatory Investigations @ (January 2018 - December 2020)
Assistant Director of Policy and Counsel @ (January 2018 - January 2018)
Senior Attorney, Office of Oversight Liaison and Counsel @ (January 2016 - January 2018)
Senior Examiner, Member Regulation, Cause Examination Program @ (January 2014 - December 2016)
Senior Counsel and Assistant Vice President @ (January 2021 - December 2024)
Associate Counsel, Regulatory Investigations @ (January 2018 - January 2020)
Assistant Director of Policy and Counsel @ (February 2018 - December 2018)
Senior Attorney, Office of Oversight Liaison and Counsel @ (January 2016 - December 2018)
Senior Examiner, Member Regulation, Cause Examination Program @ (January 2014 - January 2016)
Associate General Counsel and Assistant Vice President @ Osaic (January 2024 - December 2025)
Associate Counsel, Regulatory Investigations @ (December 2018 - August 2020)
Assistant Director of Policy and Counsel @ (January 2018 - December 2018)
Senior Attorney, Office of Oversight Liaison and Counsel @ (February 2016 - February 2018)
Senior Counsel and Assistant Vice President @ (June 2021 - May 2024)
Senior Examiner, Member Regulation, Cause Examination Program @ (May 2014 - February 2016)
Associate General Counsel @ (January 2026 - Present)

Richard E. Ramirez Education

Georgetown Law
Master of Laws (LL.M.) (Banking, Corporate, Finance, and Securities Law)
2016-2020
Seton Hall University School of Law
Doctor of Law (J.D.)
2007-2011
Seton Hall University
Bachelor of Science (B.S.) (Business Administration)
2001-2005

Richard E. Ramirez Skills

Writing
Financial Advisory
SEC
Litigation
Market
Foreign Currency
Books
osCommerce
Cardiology
Enforcement Actions
Sales
Brokerage
Customer Oriented
Net
Commercial Litigation
Mentoring
Competitive Analysis
Westlaw
Finance
Financial Regulation
Syndications
Executive Positions
Wsp
Business Administration
Entrepreneurship
Interpersonal Communication
Legal
Law Enforcement
Complaints
Cuban
Collaboration
Dispute Resolution
Treatment
Databases
Trademarks
Management
Broker Dealer
Science
Short
Citigroup
CRM
Metrics
Educational Workshops
Investment Management
Rules
Spanish
Leadership
Member Relations
Coordinated
Pfizer
LexisNexis
National Speaker
Compliance Support
Attorneys
Public Interest
Publications
Cardio
Accounting
RFQ
Quarter
Human Resources
Pennsylvania
Disciplinaries
Securities Regulation
Public Speaking
Crime
Philadelphia
Reaction
Wales
Networking
Physicians
Capital Markets
Legal Writing
System
Bilingual
Engagements
Reports
Element
Creative Solutions
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Extensions
Sold
Financial Crime
Strategies
Microsoft Office
Attainment
FINRA
Consolidation
Medicine
Terminations
Diligent
Risk Management
Public Policy
Training
Puerto Rico
Fair Use
Policy
Supervisory
Prescription
Enterprise Software
Meticulous
Cryptocurrency
Supreme Court
Bus
Corporate Governance
Hispanic
Bankruptcy
Congressional Lobbying
Financial Education
American
Research
Appeals
Hearings
Capital
Document Creation
District Of Columbia
Information Management
Loans
Analysis
Maritime
Written
Investigations
Urology
Letters
Community Service
Frequency
R
Social Media
Professional Associations
Jersey
Admissions
Barriers
Asset Based
C
Affinity
RFP
Direct Experience
FIX Protocol
Regulatory Filings
ARM
Pulmonology
Sales Practices
Client Services
Communication
Citibank
Detail
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Active
Strategic Planning
Government Liaison
Safety
Operations
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FinTech
Marketing
Queries
Legal Research
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Electronic Filing
Quest Vworkspace
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Regulations
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Agents
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Interpersonal Skills
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Risk
Trading
Filing
Pharmaceutical Industry
Meetings
Due Diligence
Securities Exchange Act of 1934
Delivery
Streamlined Operations
FDA
State Courts
Selling
Dealers

Richard E. Ramirez Summary

Richard E. Ramirez, based in Philadelphia, PA, US, is currently a Associate General Counsel at tZERO Group, Inc.. Richard E. Ramirez brings experience from previous roles at Osaic, Lincoln Financial Group and TD Ameritrade. Richard E. Ramirez holds a 2016 - 2020 Master of Laws (LL.M.) in Banking, Corporate, Finance, and Securities Law @ Georgetown Law. With a robust skill set that includes Writing, Financial Advisory, SEC, Litigation, Market and more. Richard E. Ramirez has 1 emails and 3 mobile phone numbers on RocketReach.