Richard Agata Email & Phone Number
Director, Counsel and Chief Compliance Officer @ Scotia Capital (USA) Inc.
Richard Agata's Location
New York, NY, US
Richard Agata's Work
- Director, Counsel and Chief Compliance Officer @ Scotia Capital (USA) Inc.
- Director and Associate General Counsel @ New York Fitness
- Vice President and Senior Equity Compliance Officer @ SG Cowen Securities Corporation
- Vice President and Counsel @ Credit Suisse First Boston Corporation
- Equity Compliance Officer @ Morgan Stanley & Co. Incorporated
Richard Agata's Education
- Fordham University School of Law
Doctor of Law - JD
1992 - 1996 - University of Pennsylvania
Bachelor of Arts - BA
1976 - 1980 - Stuyvesant High School1973 - 1976
Richard Agata's Skills
- Securities Litigation
- FINRA
- Capital Markets
- Investment Banking
- Due Diligence
- Team Management
- Corporate Law
- Fixed Income
- Corporate Finance
- Securities Regulation
Richard Agata's Summary
Richard Agata, based in New York, NY, US, is currently a Director, Counsel and Chief Compliance Officer at Scotia Capital (USA) Inc., bringing experience from previous roles at UBS Financial Services Inc., SG Cowen Securities Corporation, Credit Suisse First Boston Corporation and Morgan Stanley & Co. Incorporated. Richard Agata holds a 1992 - 1996 Doctor of Law - JD @ Fordham University School of Law. With a robust skill set that includes Securities Litigation, FINRA, Capital Markets, Investment Banking, Due Diligence and more, Richard Agata contributes valuable insights to the industry. Richard Agata has 1 email on RocketReach.
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