Mike Pedlow's Location
Austin, TX, US
Mike Pedlow's Work
- EVP, Chief Compliance Officer @ Kestra Financial
- SVP, Chief Compliance Officer @ Kestra Financial
- Chief Compliance Officer @ Kestra Private Wealth Services
- VP, Investment Advisory Compliance Officer @ NFP Advisor Services
- RIA Compliance Officer @ Raymond James Financial Services
- IMPAC program Supervisor @ Raymond James Financial Services, Inc
- Investment Representative @ Edward Jones
- Account Supervisor @ Capital One
Mike Pedlow's Education
- University of South Florida
BA (Economics)
1992 - 1997
Mike Pedlow's Skills
- Compliance
- Securities
- Risk
- Risk Management
- Asset Managment
- Investments
- Financial Risk
- Asset Management
- FINRA
- Financial Services
Mike Pedlow's Summary
Mike Pedlow, based in Austin, TX, US, is currently a EVP, Chief Compliance Officer at Kestra Financial, bringing experience from previous roles at Kestra Financial, Kestra Private Wealth Services, NFP Advisor Services, LLC. and Raymond James Financial Services. Mike Pedlow holds a 1992 - 1997 BA in Economics @ University of South Florida. With a robust skill set that includes Compliance, Securities, Risk, Risk Management, Asset Managment and more, Mike Pedlow contributes valuable insights to the industry. Mike Pedlow has 2 emails and 1 mobile phone number on RocketReach.
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