Mike Pedlow Location
Austin, TX, US
Mike Pedlow Work
- 2020 - now EVP, Chief Compliance Officer @ Kestra Financial
- 2014 - now Chief Compliance Officer @ Kestra Private Wealth Services
- 2015 - 2020 SVP, Chief Compliance Officer @ Kestra Financial
- 2010 - 2015 VP, Investment Advisory Compliance Officer @ NFP Advisor Services, LLC.
- 2007 - 2010 RIA Compliance Officer @ Raymond James Financial Services
- 2005 - 2007 IMPAC program Supervisor @ Raymond James Financial Services, Inc
- 2004 - 2005 Investment Representative @ Edward Jones
- 1999 - 2005 Account Supervisor @ Capital One
Mike Pedlow Education
- University of South Florida
BA (Economics)
1992 - 1997
Mike Pedlow Skills
- Compliance
- Securities
- Risk
- Risk Management
- Asset Managment
- Investments
- Financial Risk
- Asset Management
- FINRA
- Financial Services
Mike Pedlow Summary
Mike Pedlow, based in Austin, TX, US, is currently a EVP, Chief Compliance Officer at Kestra Financial. Mike Pedlow brings experience from previous roles at Kestra Private Wealth Services, Kestra Financial, NFP Advisor Services, LLC. and Raymond James Financial Services. Mike Pedlow holds a 1992 - 1997 BA in Economics @ University of South Florida. With a robust skill set that includes Compliance, Securities, Risk, Risk Management, Asset Managment and more. Mike Pedlow has 2 emails and 3 mobile phone numbers on RocketReach.
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Top Kestra Financial Employees
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22
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John Amore
President at Kestra Financial
Austin, TX, US24 -
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Mark Schoenbeck
EVP, Advisor Engagement at Kestra Financial
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Clay Johnson
Vice President at Kestra Financial
Austin, TX, US23 -
Tom Delaney
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Austin, TX, US22 -
Jacob Beach
VP Technology at Kestra Financial
Austin, TX, US13 -
Connie Ross
Senior Vice President at Kestra Financial
Austin, TX, US15+ -
Doug Kish
Vice President of Business Development at Kestra Financial
Pottstown, PA, US23 -
Austin Shives
Vice President of Business Development at Kestra Financial
Florida, United States25+ -
Jeffrey Filimon
Vice President Business Consulting at Kestra Financial
Washington, DC, US41 -
Jyl Brown
Vice President, Controller at Kestra Financial
Omaha, NE, US22
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