Tom Delaney Email & Phone Number
SVP, Compliance Services @ Kestra Financial
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Tom Delaney Location
- Austin, TX, US
Tom Delaney Work
- 2023 -now SVP, Compliance Services @
- 2023 -now Compliance Consultant @
- 2022 -now Course Facilitator @
- 2011 -2022 Chief Compliance Officer (2011-2021) | SVP Regulatory Risk and Controls (2021-2022) @
- 2007 -2011 SVP, Global Chief Compliance Officer @
- 2002 -2007 Chief Compliance Officer | Chief Brokerage Officer @ Brecek & Young
- 1995 -2002 Director of Compliance @ E*TRADE Financial
Tom Delaney Education
- Boston University
Master of Science - MS (Enterprise Risk Management)
2020-2022 - The Wharton School
Executive Education - Securities Industry and Financial Markets Association (SIFMA) (Securities Industry Institute)
- Kansas State University
- The Wharton School
Executive Education - FINRA (Certified Regulatory and Compliance Professional)
- University of California, Los Angeles
Bachelor of Arts - BA (Political Science with Specialization in Business and Administration)
Tom Delaney Summary
- Tom Delaney, based in Austin, TX, US, is currently a SVP, Compliance Services at Kestra Financial. Tom Delaney brings experience from previous roles at Peter Elish Investments Securities, Boston University, First Command Financial Services, Inc. and Penson Financial Services. Tom Delaney holds a 2020 - 2022 Master of Science - MS in Enterprise Risk Management @ Boston University. Tom Delaney has 2 emails on RocketReach.
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