Tom Delaney's Location
Austin, TX, US
Tom Delaney's Work
- SVP, Compliance Services @ Kestra Financial
- Compliance Consultant @ Peter Elish Investments Securities
- Course Facilitator @ Boston University
- Chief Compliance Officer (2011-2021) | SVP Regulatory Risk and Controls (2021-2022) @ First Command Financial Services, Inc.
- SVP, Global Chief Compliance Officer @ Penson Financial Services
- Chief Compliance Officer | Chief Brokerage Officer @ Brecek & Young
- Director of Compliance @ E*TRADE Financial
Tom Delaney's Education
- Boston University
Master of Science - MS (Enterprise Risk Management)
2020 - 2022 - The Wharton School
Executive Education - Securities Industry and Financial Markets Association (SIFMA) (Securities Industry Institute)
- Kansas State University
Master of Science - MS (Family Financial Planning)
- The Wharton School
Executive Education - FINRA (Certified Regulatory and Compliance Professional)
- University of California, Los Angeles
Bachelor of Arts - BA (Political Science with Specialization in Business and Administration)
Tom Delaney's Summary
Tom Delaney, based in Austin, TX, US, is currently a SVP, Compliance Services at Kestra Financial, bringing experience from previous roles at Peter Elish Investments Securities, Boston University, First Command Financial Services, Inc. and Penson Financial Services. Tom Delaney holds a 2020 - 2022 Master of Science - MS in Enterprise Risk Management @ Boston University. Tom Delaney has 4 emails on RocketReach.
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