Rich Baker Email & Phone Number
Compliance Director @ Prudential Financial
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Rich Baker Location
- Newark, NJ, US
Rich Baker Work
- 2009 -now Compliance Director @
- 1999 -2009 Manager @
- 1997 -1999 Attorney and Team Leader @
Rich Baker Education
- New York Law School
- Muhlenberg College
Rich Baker Skills
- FINRA
- Securities
- Mutual Funds
- Risk Management
- Series 63
- Financial Services
- Fixed Income
- Series 7
- Insurance
- Securities Regulation
- Trading
- Management
- Investments
- Asset Management
- Series 24
Rich Baker Summary
- Rich Baker, based in Newark, NJ, US, is currently a Compliance Director at Prudential Financial. Rich Baker brings experience from previous roles at Prudential Financial. Rich Baker holds a New York Law School. With a robust skill set that includes FINRA, Securities, Mutual Funds, Risk Management, Series 63 and more. Rich Baker has 3 emails and 2 mobile phone numbers on RocketReach.
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