Senior Vice President and Assistant General Counsel @ (November 2020 - November 2021)
Vice President, Corporate Counsel @ (September 2012 - April 2020)
Senior Counsel @ (September 2005 - August 2012)
Associate, Business Area Controller @ (September 1998 - August 2001)
Associate, Controller @ (September 1997 - August 1998)
Analyst @ (July 1995 - September 1997)
Conway Lee Education
Seton Hall University
Doctor Of Jurisprudence (Law)
2002-2005
RU
Bachelor Of Science (Finance)
1992-1995
Conway Lee Skills
FINRA
Securities
Litigation
Negotiation
Financial Regulation
Securities Regulation
Compliance
Securities Law
Enforcement
Conway Lee Summary
Conway Lee, based in Newark, NJ, US, is currently a Chief Compliance Officer at Prudential Financial. Conway Lee brings experience from previous roles at Jefferies, Prudential Financial, Financial Industry Regulatory Authority and Deutsche Bank Group. Conway Lee holds a 2002 - 2005 Doctor Of Jurisprudence in Law @ Seton Hall University. With a robust skill set that includes FINRA, Securities, Litigation, Negotiation, Financial Regulation and more. Conway Lee has 1 emails on RocketReach.
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