Conway Lee Email & Phone Number

Chief Compliance Officer @ Prudential Financial

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Conway Lee Location

Newark, NJ, US

Conway Lee Work

2022 - now Chief Compliance Officer @ Prudential Financial
2020 - 2021 Senior Vice President and Assistant General Counsel @ Jefferies
2012 - 2020 Vice President, Corporate Counsel @ Prudential Financial

2005 - 2012 Senior Counsel @ FINRA (Financial Industry Regulatory Authority)
1998 - 2001 Associate, Business Area Controller @ Deutsche Bank
View Department
1997 - 1998 Associate, Controller @ Morgan Stanley Dean Witter
1995 - 1997 Analyst @ Bankers Trust Company

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Conway Lee Education

Seton Hall University
Doctor Of Jurisprudence (Law)
2002 - 2005
RU
Bachelor Of Science (Finance)
1992 - 1995

Conway Lee Skills

FINRA
Securities
Litigation

Negotiation
Financial Regulation
Securities Regulation
Compliance
Securities Law
Enforcement

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Conway Lee Summary

Conway Lee, based in Newark, NJ, US, is currently a Chief Compliance Officer at Prudential Financial. Conway Lee brings experience from previous roles at Jefferies, Prudential Financial, Financial Industry Regulatory Authority and Deutsche Bank Group. Conway Lee holds a 2002 - 2005 Doctor Of Jurisprudence in Law @ Seton Hall University. With a robust skill set that includes FINRA, Securities, Litigation, Negotiation, Financial Regulation and more. Conway Lee has 3 emails on RocketReach.

Conway Lee Emails

Found 3 emails

Conway Lee Phone Numbers

Found 2 phone numbers

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