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Conway Lee Location
Newark, NJ, US
Conway Lee Work
2022 -now Chief Compliance Officer @
2020 -2021 Senior Vice President and Assistant General Counsel @
2012 -2020 Vice President, Corporate Counsel @
2005 -2012 Senior Counsel @
1998 -2001 Associate, Business Area Controller @
1997 -1998 Associate, Controller @
1995 -1997 Analyst @
Conway Lee Education
Seton Hall University
Doctor Of Jurisprudence (Law)
2002-2005
RU
Bachelor Of Science (Finance)
1992-1995
Conway Lee Skills
FINRA
Securities
Litigation
Negotiation
Financial Regulation
Securities Regulation
Compliance
Securities Law
Enforcement
Conway Lee Summary
Conway Lee, based in Newark, NJ, US, is currently a Chief Compliance Officer at Prudential Financial. Conway Lee brings experience from previous roles at Jefferies, Prudential Financial, Financial Industry Regulatory Authority and Deutsche Bank Group. Conway Lee holds a 2002 - 2005 Doctor Of Jurisprudence in Law @ Seton Hall University. With a robust skill set that includes FINRA, Securities, Litigation, Negotiation, Financial Regulation and more. Conway Lee has 3 emails on RocketReach.
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