Rebecca Kramer Email
Sr. Director Enterprise Compliance Risk; Bus. Conduct and Ethics; ALM and H Compliance and Suitability. @ Transamerica
Rebecca Kramer's Location
Englewood, CO, US
Rebecca Kramer's Work
- Sr. Director Enterprise Compliance Risk; Bus. Conduct and Ethics; ALM and H Compliance and Suitability. @ Transamerica
- Senior Director Enterprise Compliance Risk Monitoring Program and Treasury Compliance @ Transamerica
- Director, Enterprise Compliance Risk Monitoring @ Transamerica
- Assistant CCO and AML Officer @ Geneos Wealth Management Inc
- Examination Manager, National Exam Program @ FINRA (Financial Industry Regulatory Authority)
- Lead Securities Examiner @ State of Colorado
- Insurance Examiner @ State of Colorado, Division of Insurance
- CCO and COO @ Investment Management Consultants
- Custodial Relations Coordinator and Commissions and Fees Administrator @ ICON Advisers Inc., formerly Meridian Investment Management Corporation
- Fund Accountant @ OppenheimerFunds
Rebecca Kramer's Education
- Colorado State University
Bachelor of Science in Accounting and Business Administration
Rebecca Kramer's Skills
- Fraud Detection
- Anti Money Laundering
- Nrs
- Securities Regulation
- Investment Adviser Core Compliance Program 2012
- Investments
- Investment Advisor
- Broker Dealer Compliance
- Investment Advisor Compliance
- Nasaa Investment Advisor Mountain Zone Coordinator
Rebecca Kramer's Summary
Rebecca Kramer, based in Englewood, CO, US, is currently a Sr. Director Enterprise Compliance Risk; Bus. Conduct and Ethics; ALM and H Compliance and Suitability. at Transamerica, bringing experience from previous roles at Transamerica, Geneos Wealth Management and Financial Industry Regulatory Authority. Rebecca Kramer holds a Bachelor of Science in Accounting and Business Administration @ Colorado State University. With a robust skill set that includes Fraud Detection, Anti Money Laundering, Nrs, Securities Regulation, Investment Adviser Core Compliance Program 2012 and more, Rebecca Kramer contributes valuable insights to the industry. Rebecca Kramer has 1 email on RocketReach.
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