Rebecca Kramer Email & Phone Number
Regulatory and Compliance Consultant • Expert Witness @ Gerson Lehrman Group (GLG)
Rebecca Kramer Location
Englewood, CO, US
Rebecca Kramer Work
- @ Gerson Lehrman Group (GLG)
- 2024 - now Regulatory and Compliance Consultant • Expert Witness @ Gerson Lehrman Group (GLG)
- 2019 - 2023 Sr. Director Enterprise Risk Compliance; Bus. Conduct and Ethics; ALM and H Compliance and Suitability. @ Transamerica
- 2013 - 2019 Assistant CCO and AML Officer @ Geneos Wealth Management Inc
- 2010 - 2013 Examination Manager, National Exam Program @ FINRA (Financial Industry Regulatory Authority)
- 2005 - 2010 Lead Securities Examiner @ State of Colorado
- 2004 - 2005 Insurance Examiner @ State of Colorado, Division of Insurance
- 1998 - 2003 CCO and COO @ Investment Management Consultants
- 1992 - 1998 Custodial Relations Coordinator and Commissions and Fees Administrator @ ICON Advisers Inc., formerly Meridian Investment Management Corporation
- 1990 - 1992 Fund Accountant @ OppenheimerFunds
Rebecca Kramer Education
- Colorado State University
Bachelor of Science in Accounting and Business Administration
Rebecca Kramer Skills
- Financial Services
- Management
- Internal Communications
- Relationship Building
- Fraud Investigations
- Risk Management
- Regulatory Compliance
- FINRA
- Regulatory Training
- Regulatory Standards
Rebecca Kramer Summary
Rebecca Kramer, based in Englewood, CO, US, is currently a Regulatory and Compliance Consultant • Expert Witness at GLG. Rebecca Kramer brings experience from previous roles at GLG, Transamerica, Geneos Wealth Management and Financial Industry Regulatory Authority. Rebecca Kramer holds a Bachelor of Science in Accounting and Business Administration @ Colorado State University. With a robust skill set that includes Financial Services, Management, Internal Communications, Relationship Building, Fraud Investigations and more. Rebecca Kramer has 2 emails on RocketReach.
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