If you need more lookups,
subscriptions start at $34 USD/month.
Peter Timony Location
New York, NY, US
Peter Timony Work
Chief Operations Officer @ (March 2017 - Present)
Compliance Officer and NYSE Floor Broker @ Dermott W. Clancy Corp. (November 2010 - March 2017)
Compliance Officer @ John N. Seip & Co. (June 2003 - October 2010)
Vice President @ (March 1996 - June 2003)
Peter Timony Education
SUNY Oneonta
BS (History)
1991-1995
Peter Timony Skills
Series 7
Series 63
Securities
Series 24
Capital Markets
Equity Trading
Equities
Hedge Funds
Bloomberg
Trading
Options
Electronic Trading
Trading Systems
Alternative Investments
Investments
Securities Regulation
Broker-Dealer
Regulatory Compliance
FINRA
Broker-Dealer Compliance
Broker-Dealer Operations
Microsoft Office
Anti Money Laundering
Risk Management
Microsoft Excel
Financial Services
Business Management
Compliance Regulations
Enterprise Risk Management
Financial Markets
Financial Risk Management
Global Regulatory Compliance
KYC Verification
Operational Excellence
Operational Strategy
Regulatory Reporting
Teamwork
Leadership
Management
Sales
Strategy
Broker Dealer Operations
Broker Dealer Compliance
Broker Dealer
Peter Timony Summary
Peter Timony, based in New York, NY, US, is currently a Chief Operations Officer at Puma Capital, LLC. Peter Timony brings experience from previous roles at Dermott W. Clancy Corp., John N. Seip & Co. and Merrill Lynch. Peter Timony holds a 1991 - 1995 BS in History @ SUNY Oneonta. With a robust skill set that includes Series 7, Series 63, Securities, Series 24, Capital Markets and more. Peter Timony has 3 emails and 1 mobile phone numbers on RocketReach.
Looking for a different Peter Timony?
Find contact details for 700 million professionals.