2010 -
2017 Compliance Officer and NYSE Floor Broker @ Dermott W. Clancy Corp.
2003 -
2010 Compliance Officer @ John N. Seip & Co.
1996 -
2003 Vice President @
Peter Timony Education
State University of New York College at Oneonta 1991
-
1995
Peter Timony Skills
Series 7
Series 63
Securities
Series 24
Capital Markets
Equity Trading
Equities
Hedge Funds
Bloomberg
Trading
Options
Electronic Trading
Trading Systems
Alternative Investments
Investments
Securities Regulation
Broker-Dealer
Regulatory Compliance
FINRA
Broker-Dealer Compliance
Broker-Dealer Operations
Microsoft Office
Anti Money Laundering
Risk Management
Microsoft Excel
Financial Services
Leadership
Management
Sales
Strategy
Broker Dealer Operations
Broker Dealer Compliance
Broker Dealer
Peter Timony Summary
Peter Timony, based in New York, NY, US, is currently a Chief Operations Officer at Puma Capital, LLC. Peter Timony brings experience from previous roles at Dermott W. Clancy Corp., John N. Seip & Co. and Merrill Lynch. Peter Timony holds a 1991 - 1995 State University of New York College at Oneonta. With a robust skill set that includes Series 7, Series 63, Securities, Series 24, Capital Markets and more. Peter Timony has 3 emails and 1 mobile phone numbers on RocketReach.
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