Michael Gutshall Email & Phone Number

Chief Compliance Officer @ Puma Capital, LLC

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Michael Gutshall Location

Beachwood, NJ, US

Michael Gutshall Work

2018 - now Chief Compliance Officer @ Puma Capital, LLC
2015 - 2018 Chief Operations Officer @ Puma Capital, LLC
2010 - 2015 Chief Compliance Officer, Otc Link @ OTC Markets Group

2009 - 2010 Chief Compliance Officer @ Lighthouse Financial Group
2007 - 2009 Senior Compliance Officer @ Hill Thompson Magid & Co
2002 - 2005 Compliance Officer @ Computershare
2001 - 2002 Senior Compliance Officer @ Deutsche Bank
1997 - 2001 Compliance Examiner @ Nasd

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Michael Gutshall Education

Bryant University
Bachelor Of Science (Management, Business Admin)
1992 - 1994

Michael Gutshall Skills

FINRA
Securities
Series 24

Risk Management
AML
Options
Trading
Trading Systems
Financial Markets
Mutual Funds

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Michael Gutshall Summary

Michael Gutshall, based in Beachwood, NJ, US, is currently a Chief Compliance Officer at Puma Capital, LLC. Michael Gutshall brings experience from previous roles at Puma Capital, LLC, Otc Markets Group, Lighthouse Financial Group and Hill Thompson Magid & Co. Michael Gutshall holds a 1992 - 1994 Bachelor Of Science in Management, Business Admin @ Bryant University. With a robust skill set that includes FINRA, Securities, Series 24, Risk Management, AML and more. Michael Gutshall has 2 emails on RocketReach.

Michael Gutshall Emails

Found 2 emails

Michael Gutshall Phone Numbers

Found 3 phone numbers

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