Peggy Bennett's Location
Chicago, IL, US
Peggy Bennett's Work
- Compliance Officer @ Nuveen, a TIAA company
- Principal Regulatory Examiner @ FINRA
- Principal Regulatory Coordinator @ FINRA (Financial Industry Regulatory Authority)
- Owner and President @ ALLTIMATE CONSULTING & TRAINING SERVICES, INC
- President @ Alltimate Compliance & Training Services
- CCO, Director Compliance @ OneAmerica
- Chief Compliance Officer @ OneAmerica
- Manger @ BISYS Fund Services
- Chief Compliance Officer and VP Compliance @ NATIONWIDE SECURITIES INC
- AVP @ LINCOLN NATIONAL CORPORATION
Peggy Bennett's Education
- University of Notre Dame - Mendoza College of Business
MBA (Business Adm.)
1998 - 2000 - University of Notre Dame
MBA
- Indiana Wesleyan University
B.S (Business Administration)
Peggy Bennett's Skills
- Financial Risk
- Risk Management
- FINRA
- Leadership
- AML
- Finance
- Training
- Change Management
- Investments
- Management
Peggy Bennett's Summary
Peggy Bennett, based in Chicago, IL, US, is currently a Compliance Officer at Nuveen Securities, bringing experience from previous roles at FINRA, Financial Industry Regulatory Authority (FINRA), ALLTIMATE CONSULTING & TRAINING SERVICES, INC and Alltimate Compliance & Training Services. Peggy Bennett holds a 1998 - 2000 MBA in Business Adm. @ University of Notre Dame - Mendoza College of Business. With a robust skill set that includes Financial Risk, Risk Management, FINRA, Leadership, AML and more, Peggy Bennett contributes valuable insights to the industry. Peggy Bennett has 5 emails on RocketReach.
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