Peggy Bennett Email & Phone Number
Compliance Officer
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Peggy Bennett Location
- Chicago, IL, US
Peggy Bennett Work
- 2017 -now Compliance Officer @ Nuveen Securities
- 2011 -now Principal Regulatory Examiner @ FINRA
- 2011 -now Principal Regulatory Coordinator @
- 2008 -2011 Owner and President @ ALLTIMATE CONSULTING & TRAINING SERVICES, INC
- 2004 -2011 President @ Alltimate Compliance & Training Services
- 2006 -2009 CCO, Director Compliance @
- 2006 -2009 Chief Compliance Officer @
- 2005 -2006 Manger @
- 2001 -2004 Chief Compliance Officer and VP Compliance @ NATIONWIDE SECURITIES INC
- 1988 -2001 AVP @ LINCOLN NATIONAL CORPORATION
- 1996 -2000 Financial Advisors - Associate Director @ Lincoln National
- 1993 -1996 Manager @ Lincoln National Corp
- 1991 -1993 Senior Consultant @ Lincoln Life
- 1988 -1991 Project Specialist @ Lincoln Life
Peggy Bennett Education
- University of Notre Dame - Mendoza College of Business
MBA (Business Adm.)
1998-2000 - University of Notre Dame
MBA
- Indiana Wesleyan University
B.S (Business Administration)
Peggy Bennett Summary
- Peggy Bennett, based in Chicago, IL, US, is currently a Compliance Officer at Nuveen Securities. Peggy Bennett brings experience from previous roles at FINRA, Financial Industry Regulatory Authority (FINRA), ALLTIMATE CONSULTING & TRAINING SERVICES, INC and Alltimate Compliance & Training Services. Peggy Bennett holds a 1998 - 2000 MBA in Business Adm. @ University of Notre Dame - Mendoza College of Business. Peggy Bennett has 2 emails and 1 mobile phone numbers on RocketReach.
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