Peggy Bennett Email & Phone Number
Compliance Officer
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Peggy Bennett Location
- Chicago, IL, US
Peggy Bennett Work
- Compliance Officer @ Nuveen Securities (March 2017 - Present)
- Principal Regulatory Examiner @ FINRA (March 2011 - Present)
- Principal Regulatory Coordinator @ (March 2011 - Present)
- Owner and President @ ALLTIMATE CONSULTING & TRAINING SERVICES, INC (March 2008 - March 2011)
- President @ Alltimate Compliance & Training Services (January 2004 - March 2011)
- CCO, Director Compliance @ (July 2006 - March 2009)
- Chief Compliance Officer @ (July 2006 - March 2009)
- Manger @ (August 2005 - July 2006)
- Chief Compliance Officer and VP Compliance @ NATIONWIDE SECURITIES INC (January 2001 - January 2004)
- AVP @ LINCOLN NATIONAL CORPORATION (January 1988 - January 2001)
- Financial Advisors - Associate Director @ Lincoln National (January 1996 - January 2000)
- Manager @ Lincoln National Corp (January 1993 - January 1996)
- Senior Consultant @ Lincoln Life (January 1991 - January 1993)
- Project Specialist @ Lincoln Life (January 1988 - January 1991)
Peggy Bennett Education
- University of Notre Dame - Mendoza College of Business
MBA (Business Adm.)
1998-2000 - University of Notre Dame
MBA
- Indiana Wesleyan University
B.S (Business Administration)
Peggy Bennett Summary
- Peggy Bennett, based in Chicago, IL, US, is currently a Compliance Officer at Nuveen Securities. Peggy Bennett brings experience from previous roles at FINRA, Financial Industry Regulatory Authority (FINRA), ALLTIMATE CONSULTING & TRAINING SERVICES, INC and Alltimate Compliance & Training Services. Peggy Bennett holds a 1998 - 2000 MBA in Business Adm. @ University of Notre Dame - Mendoza College of Business. Peggy Bennett has 2 emails and 1 mobile phone numbers on RocketReach.
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