Paul Walsh's Location
New York, NY, US
Paul Walsh's Work
- Head of Compliance and Regulatory Risk Americas @ Commonwealth Bank
- FINRA Dispute Resolution Arbitrator @ FINRA (Financial Industry Regulatory Authority)
- Chief Compliance Officer and Regulatory Counsel @ Betterment
- Chief Compliance Officer, US Wealth @ TD
- Senior Vice President and Director of Wealth Compliance-Investments @ TD
- Head of Compliance - TD Bank - Asia Pacific @ TD
- Adjunct Professor Of Law @ St. John's University School of Law
- Vice President, Assistant General Counsel and Compliance Director @ JPMorgan Chase & Co.
- Assistant Vice President and Counsel @ AXA Equitable Life Insurance Company
- Assistant Corporation Counsel @ New York City Law Department
Paul Walsh's Education
- St. John's University School of Law
JD (Law)
- William & Mary
Bachelor of Business Administration - BBA (Finance)
Paul Walsh's Skills
- Securities
- Series 24
- Series 7
- FINRA
- Mutual Funds
- Series 63
- Investment Advisory
- Due Diligence
- Insurance
- Securities Regulation
Paul Walsh's Summary
Paul Walsh, based in New York, NY, US, is currently a Head of Compliance and Regulatory Risk Americas at Commonwealth Bank, bringing experience from previous roles at Financial Industry Regulatory Authority, Betterment and TD. Paul Walsh holds a JD in Law @ St. John's University School of Law. With a robust skill set that includes Securities, Series 24, Series 7, FINRA, Mutual Funds and more, Paul Walsh contributes valuable insights to the industry. Paul Walsh has 7 emails on RocketReach.
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