Patrick Nicholson Email & Phone Number
Chief Compliance Officer @ Standard & Poor's
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Patrick Nicholson Work
- 2010 - now Chief Compliance Officer @
- 2006 - 2010 Fixed Income Risk and Compliance Director @
- 2005 - 2006 Structured Finance Compliance Director @ Dresdner Kleinwort Wasserstein
- 2002 - 2005 Capital Markets and Wealth Management Associate Director @
- 1998 - 2002 Fixed Income and Equity Compliance Associate Director @
Patrick Nicholson Education
- Baruch College, City University of New York (CUNY)
Bachelor of Business Administration (Economics, Finance)
- New York Law School
Doctor of Jurisprudence
Patrick Nicholson Skills
- Financial Risk
- Asset Managment
- AML
- Capital Markets
- Dodd-Frank
- Electronic Trading
- Equities
- Financial Regulation
- Fixed Income
- Hedge Funds
- Investment Banking
- Investment Advisory
- KYC
- Market Data
- Risk Management
- Securities Regulation
- Structured Products
- Trading Systems
- Valuation
- Anti Money Laundering
- Broker-Dealer
- Corporate Governance
- FINRA
- Financial Services
- Financial Markets
- Financial Institutions
- Operational Risk
- Securities
- Securitization
- Structured Finance
- Derivatives
- Due Diligence
- Management
- Training
- Marketing
- Microsoft Office
- Dodd Frank
- Broker Dealer
- Sales
- Business Development
Patrick Nicholson Summary
- Patrick Nicholson, is currently a Chief Compliance Officer at S&p Global Ratings. Patrick Nicholson brings experience from previous roles at Jefferies, Dresdner Kleinwort Wasserstein, Ubs and Bear Stearns & Co.. Patrick Nicholson holds a Bachelor of Business Administration in Economics, Finance @ Baruch College, City University of New York (CUNY). With a robust skill set that includes Financial Risk, Asset Managment, AML, Capital Markets, Dodd-Frank and more. Patrick Nicholson has 5 emails and 1 mobile phone numbers on RocketReach.
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