Patrick Kane Email & Phone Number
Managing Director @ Asgard Regulatory Group, LLC
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Patrick Kane Location
- New York, NY, US
Patrick Kane Work
- 2025 - now Managing Director @
- 2025 - 2025 Managing Director at Asgard Regulatory Group, LLC @
- 2023 - 2025 Executive Director @
- 2018 - 2025 CCO @ SEA OTTER SECURITIES GROUP
- 2023 - 2023 Chief Compliance Officer @ Sea Otter Advisors
- 2018 - 2023 CCO @ SEA OTTER SECURITIES GROUP
- 2016 - 2017 Compliance @ Arxis Capital Group LLC
- 2013 - 2016 Vice President Compliance @
- 2008 - 2013 Assistant Vice President Supervisory Control @ Knight Equity Markets
- 2006 - 2008 Assistant Vice President @
- 2000 - 2006 Head Floor Clerk @
- 1998 - 2000 Assistant Trader @ Harvey, Young and Yerman
Patrick Kane Education
- University of Scranton
BA (MARKETING)
1994 - 1998 - Chaminade High School 1990 - 1994
Patrick Kane Skills
- Series 7
- Series 4
- Series 24
- Series 63
- Series 25
- Series 55
- Compliance
- Excel
- Bloomberg
- Word
- Risk Management
- Customer Service
- Team Building
- Microsoft Office
- Fixed Income
- Outlook
- Coaching
- ETFs
- Equities
- Trading
- Electronic Trading
- Capital Markets
- Access
- Writing
- Investments
- Business Analysis
- Options
- FINRA
- AML
- Securities
- Derivatives
- Financial Services
- Financial Risk
- Equity Trading
- Hedge Funds
- Trading Systems
- Program Management
- Project Management
- Electronic Trading Systems
Patrick Kane Summary
- Patrick Kane, based in New York, NY, US, is currently a Managing Director at Asgard Regulatory Group, LLC. Patrick Kane brings experience from previous roles at Asgard Regulatory Group, LLC, Waystone Compliance Solutions, SEA OTTER SECURITIES GROUP and Sea Otter Advisors. Patrick Kane holds a 1994 - 1998 BA in MARKETING @ University of Scranton. With a robust skill set that includes Series 7, Series 4, Series 24, Series 63, Series 25 and more. Patrick Kane has 2 emails and 2 mobile phone numbers on RocketReach.
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Top Asgard Regulatory Group, LLC Employees
Patrick Kane
Managing Director
New York, NY, US
Eden Turner
Managing Director, Compliance and Risk Management
Oakdale, NY, US
Alona Kornberg
Senior Associate Director
New York, NY, US
Shannon Brady
Senior Compliance Associate
United States
Conor Fitzpatrick
Compliance Associate
New York, NY, US
Taylor Turner
Head of Human Resources and Operations
Melville, NY, US
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