Patrick Kane Email & Phone Number
Managing Director @ Asgard Regulatory Group, LLC
5 free lookup(s). No credit card required.
If you need more lookups,
subscriptions start at $34 USD/month.
Patrick Kane Location
- New York, NY, US
Patrick Kane Work
- Managing Director @ (April 2025 - Present)
- Managing Director at Asgard Regulatory Group, LLC @ (April 2025 - April 2025)
- Executive Director @ (November 2023 - April 2025)
- CCO @ SEA OTTER SECURITIES GROUP (January 2018 - April 2025)
- Chief Compliance Officer @ Sea Otter Advisors (March 2023 - November 2023)
- CCO @ SEA OTTER SECURITIES GROUP (January 2018 - November 2023)
- Compliance @ Arxis Capital Group LLC (November 2016 - December 2017)
- Vice President Compliance @ (February 2013 - November 2016)
- Assistant Vice President Supervisory Control @ Knight Equity Markets (November 2008 - February 2013)
- Assistant Vice President @ (April 2006 - November 2008)
- Head Floor Clerk @ (November 2000 - April 2006)
- Assistant Trader @ Harvey, Young and Yerman (September 1998 - November 2000)
Patrick Kane Education
- University of Scranton
BA (MARKETING)
1994-1998 - Chaminade High School 1990-1994
Patrick Kane Skills
- Series 7
- Series 4
- Series 24
- Series 63
- Series 25
- Series 55
- Compliance
- Excel
- Bloomberg
- Word
- Risk Management
- Customer Service
- Team Building
- Microsoft Office
- Fixed Income
- Outlook
- Coaching
- ETFs
- Equities
- Trading
- Electronic Trading
- Capital Markets
- Access
- Writing
- Investments
- Business Analysis
- Options
- FINRA
- AML
- Securities
- Derivatives
- Financial Services
- Financial Risk
- Equity Trading
- Hedge Funds
- Trading Systems
- Program Management
- Project Management
- Electronic Trading Systems
Patrick Kane Summary
- Patrick Kane, based in New York, NY, US, is currently a Managing Director at Asgard Regulatory Group, LLC. Patrick Kane brings experience from previous roles at Asgard Regulatory Group, LLC, Waystone Compliance Solutions, SEA OTTER SECURITIES GROUP and Sea Otter Advisors. Patrick Kane holds a 1994 - 1998 BA in MARKETING @ University of Scranton. With a robust skill set that includes Series 7, Series 4, Series 24, Series 63, Series 25 and more. Patrick Kane has 3 emails and 4 mobile phone numbers on RocketReach.
Looking for a different Patrick Kane?
Find contact details for 700 million professionals.
Others Named Patrick Kane
Patrick Kane
Vice President, Corporate Controller
Fountain Hills, AZ, US
Patrick Kane
Managing Director
New York, NY, US
Patrick Kane
Vice President of Sales
Grand Rapids, MI, US
Patrick Kane
President
Mount Laurel, NJ, US
Patrick Kane
Senior Vice President Naming Services
Sterling, VA, US
Patrick Kane
Vice President EHS
Florida, United States
Patrick Kane
Co-Founder and President
Atlanta, GA, US
Top Asgard Regulatory Group, LLC Employees
Patrick Kane
Managing Director
New York, NY, US
Eden Turner
Managing Director, Compliance and Risk Management
Oakdale, NY, US
Alona Kornberg
Senior Associate Director
New York, NY, US
Dave Shiwdin
Regulatory Auditing Specialist
Nesconset, NY, US
Shannon Brady
Senior Compliance Associate
United States
Tiffany Brady
Administrative and Operations Coordinator
Bradenton, FL, US
Conor Fitzpatrick
Compliance Associate
New York, NY, US
Taylor Turner
Head of Human Resources and Operations
Melville, NY, US
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co