2001 -2006 Chief Compliance Officer for North Fork Financial Advisors @
2000 -2001 Chief Compliance Officer @ Joseph Gunnar & Co., LLC
1995 -2000 Staff Supervisor @ NASD
Jon Hurd Education
Dowling College
Master of Business Administration (M.B.A.) (Banking and Finance)
1998-2000
Dowling College
Bachelor of Business Administration (B.B.A.) (Accounting)
1991-1993
Jon Hurd Skills
Employee Benefits
Investment Advisory
Hedge Funds
Asset Management
Benefits
Broker-Dealer
Regulatory Policy
Compliance
Asset Managment
Securitization
Investment Banking
Trading
Securities
ETFs
Mortgage Lending
FINRA
Financial Risk
AML
SEC
Capital Markets
Investments
Financial Advisory
Bloomberg
Wealth Management
Series 7
Financial Services
Finance
Risk Management
Equities
Securities Regulation
Mutual Funds
Corporate Law
Options
Financial Markets
Private Placements
Fixed Income
Equity Trading
Bonds
Investment Management
Anti Money Laundering
Jon Hurd Summary
Jon Hurd, based in Holbrook, NY, US, is currently a Founder, Chief Executive Officer and Certified Anti-Money Laundering Specialist at Asgard Regulatory Group, LLC. Jon Hurd brings experience from previous roles at GBS Inc, The Winter Group, North Fork Bank and Joseph Gunnar & Co., LLC. Jon Hurd holds a 1998 - 2000 Master of Business Administration (M.B.A.) in Banking and Finance @ Dowling College. With a robust skill set that includes Employee Benefits, Investment Advisory, Hedge Funds, Asset Management, Benefits and more. Jon Hurd has 2 emails and 1 mobile phone numbers on RocketReach.
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