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Patrick Dennis Location
Santa Fe, NM, US
Patrick Dennis Work
Head of Regulatory @ (May 2026 - Present)
Chief Compliance Officer @ (August 2024 - April 2026)
Co-Head of Compliance and Senior Regulatory Counsel @ (March 2024 - April 2026)
Managing Member @ Patrick Wayne Dennis Consulting LLC (October 2023 - December 2025)
Director - Americas Advisory Compliance @ (April 2022 - August 2023)
Associate General Counsel and Senior Vice President @ (January 2013 - March 2022)
Associate - Corporate Group @ (July 2010 - January 2013)
Associate - Financial Services Group @ (January 2008 - May 2010)
Associate - Financial Services Group @ (September 2006 - December 2007)
Law Clerk - Office of the Legal Adviser @ (September 2005 - December 2005)
Legal Researcher @ (May 2005 - August 2005)
Patrick Dennis Education
Georgetown Law
J.D. (Law)
2003-2006
University of Warwick
Study Abroad Program (Early Modern European History)
2002-2003
UC San Diego
B.A. (History, Political Science)
1999-2003
Patrick Dennis Skills
Asset Management
Closed-end Funds
Contract Negotiation
Corporate Governance
Corporate Law
Due Diligence
Financial Services
Fund Formation
Hedge Funds
Investment Advisor Compliance
Investment Company Act
Investment Management
Investments
Legal Research
Legal Writing
Mutual Funds
Securities
Securities Regulation
Closed End Funds
Patrick Dennis Summary
Patrick Dennis, based in Santa Fe, NM, US, is currently a Head of Regulatory at Thornburg Investment Management. Patrick Dennis brings experience from previous roles at WILSHIRE MUTUAL FUNDS INC, Wilshire, Patrick Wayne Dennis Consulting LLC and BlackRock. Patrick Dennis holds a 2003 - 2006 J.D. in Law @ Georgetown Law. With a robust skill set that includes Asset Management, Closed-end Funds, Contract Negotiation, Corporate Governance, Corporate Law and more. Patrick Dennis has 4 emails and 3 mobile phone numbers on RocketReach.
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