Patricia Ferraro-Hatzfeld Email & Phone Number
Chief Compliance Officer @ Ritholtz Wealth Management
Patricia Ferraro-Hatzfeld's Location
Rockville Centre, NY, US
Patricia Ferraro-Hatzfeld's Work
- Chief Compliance Officer @ Ritholtz Wealth Management
- Securities Compliance Consultant @ Conduct Risk, Investment Fraud, Compliance Testing, Financial Reporting, Targete
- Senior Director, Member Supervision @ FINRA (Financial Industry Regulatory Authority)
- Associate District Director, Member Regulation @ FINRA (Financial Industry Regulatory Authority)
- Examination Manager @ FINRA (Financial Industry Regulatory Authority)
- Regulatory Specialist, Office of Risk @ FINRA (Financial Industry Regulatory Authority)
- Examiner @ FINRA (Financial Industry Regulatory Authority)
Patricia Ferraro-Hatzfeld's Education
- Utica College
Master's Degree (Economic Crime Management)
2007 - 2009
Patricia Ferraro-Hatzfeld's Skills
- Anti Money Laundering
- FINRA
- Financial Risk
- Internal Controls
- Operational Risk
- Equities
- Mutual Funds
- Financial Services
- Investments
- Risk Management
Patricia Ferraro-Hatzfeld's Summary
Patricia Ferraro-Hatzfeld, based in Rockville Centre, NY, US, is currently a Chief Compliance Officer at Ritholtz Wealth Management, bringing experience from previous roles at Conduct Risk, Investment Fraud, Compliance Testing, Financial Reporting, Targete and FINRA. Patricia Ferraro-Hatzfeld holds a 2007 - 2009 Master's Degree in Economic Crime Management @ Utica College. With a robust skill set that includes Anti Money Laundering, FINRA, Financial Risk, Internal Controls, Operational Risk and more, Patricia Ferraro-Hatzfeld contributes valuable insights to the industry. Patricia Ferraro-Hatzfeld has 1 email and 1 mobile phone number on RocketReach.
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