Nino Daniel Sena's Location
New York, NY, US
Nino Daniel Sena's Work
- Investment Compliance Manager @ Foresters Financial Services
- Director and Senior Compliance Officer @ Oppenheimer & Co. Inc.
- Vice President - Control Room Compliance @ SMBC Nikko Securities America, Inc.
- VP Institutional Compliance @ SGC INSTITUTIONAL
- Senior Compliance Officer @ Bank of America Merrill Lynch
- Compliance Officer - Customer Complaints and Regulatory Reporting @ Guardian Life
- Senior Compliance Examiner @ FINRA (Financial Industry Regulatory Authority)
Nino Daniel Sena's Education
- City University of New York-John Jay College of Criminal Justice
Bachelor of Science in Criminal Justice
1994 - 1997 - Wagner College
MBA (Finance)
Nino Daniel Sena's Skills
- Securities
- Equity Research
- Investment Banking
- FINRA
- AML
- Series 63
- Portfolio Management
- Series 7
- Financial Analysis
- Risk Management
Nino Daniel Sena's Summary
Nino Daniel Sena, based in New York, NY, US, is currently a Investment Compliance Manager at Foresters Financial Services, FIMCO, bringing experience from previous roles at Oppenheimer & Co. Inc., SMBC Nikko Securities America, SGC INSTITUTIONAL and Bank of America Merrill Lynch (Formerly Fleet Specialists - NYSE). Nino Daniel Sena holds a 1994 - 1997 Bachelor of Science in Criminal Justice @ City University of New York-John Jay College of Criminal Justice. With a robust skill set that includes Securities, Equity Research, Investment Banking, FINRA, AML and more, Nino Daniel Sena contributes valuable insights to the industry. Nino Daniel Sena has 3 emails on RocketReach.
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