Nicole Vipperman's Location
New York, NY, US
Nicole Vipperman's Work
- Chief Compliance Officer @ TGM
- Chief Compliance Officer @ Capitala Group
- VP of Compliance @ Capitala Group
- Chief Compliance Officer @ Hollencrest Capital Management
- Vice President, Compliance Officer - Regulatory Compliance @ PIMCO
- Vice President, Senior Manager, Local Compliance Officer - Asset Management US @ HSBC
- Vice President and Team Manager, Compliance Testing and Control (CTAC) @ HSBC
- Vice President and Compliance Officer @ Brookfield Investment Management Inc.
- Senior Compliance Analyst @ Guggenheim Partners
- Compliance Analyst @ Smith Breeden Associates
Nicole Vipperman's Education
- Virginia Polytechnic Institute and State University
Bachelor's degree (Finance)
1989 - 1993
Nicole Vipperman's Skills
- Regulatory Compliance
- Trade Compliance
- Asset Management
- Mutual Funds
- Compliance Management
- Alternative Investments
- Annual Reviews
- Separately Managed Accounts
Nicole Vipperman's Summary
Nicole Vipperman, based in New York, NY, US, is currently a Chief Compliance Officer at TGM, bringing experience from previous roles at Capitala Group, Hollencrest Capital Management and PIMCO. Nicole Vipperman holds a 1989 - 1993 Bachelor's degree in Finance @ Virginia Polytechnic Institute and State University. With a robust skill set that includes Regulatory Compliance, Trade Compliance, Asset Management, Mutual Funds, Compliance Management and more, Nicole Vipperman contributes valuable insights to the industry. Nicole Vipperman has 2 emails and 1 mobile phone number on RocketReach.
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