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Nicholas Smith Location
Canada
Nicholas Smith Work
2024 -now Vice President, Compliance @
2021 -2024 Director, Compliance @
2019 -2021 Director, Investment Compliance @
2018 -2019 Manager, Investment Compliance @
2016 -2018 Accountant, Market Regulation @
2014 -2016 Analyst, Compliance and Disclosure @
2011 -2014 Information Analyst @
Nicholas Smith Education
University of Toronto at Mississauga - Erindale College
Honours Bachelor of Arts
2005-2010
Nicholas Smith Summary
Nicholas Smith, based in Canada, is currently a Vice President, Compliance at Dawson Partners. Nicholas Smith brings experience from previous roles at Whitehorse Liquidity Partners, Manulife Investment Management and Ontario Securities Commission. Nicholas Smith holds a 2005 - 2010 Honours Bachelor of Arts @ University of Toronto at Mississauga - Erindale College. Nicholas Smith has 1 emails on RocketReach.
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