Nicholas Smith Email
Vice President, Compliance @ Dawson Partners
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Nicholas Smith Location
- Canada
Nicholas Smith Work
- Vice President, Compliance @ (January 2024 - Present)
- Director, Compliance @ (April 2021 - January 2024)
- Director, Investment Compliance @ (September 2019 - April 2021)
- Manager, Investment Compliance @ (May 2018 - September 2019)
- Accountant, Market Regulation @ (November 2016 - April 2018)
- Analyst, Compliance and Disclosure @ (December 2014 - November 2016)
- Information Analyst @ (May 2011 - December 2014)
Nicholas Smith Education
- University of Toronto Mississauga
Honours Bachelor of Arts
2005-2010
Nicholas Smith Skills
- Accounting
- Analysis
- Bloomberg
- Business Analysis
- Capital Markets
- Corporate Finance
- Customer Service
- Data Analysis
- Due Diligence
- Factiva
- Finance
- Financial Analysis
- Financial Modeling
- Financial Reporting
- Financial Services
- IFRS
- Infomart
- Internal Audit
- Investments
- Leadership
- Lexis
- Management
- Microsoft Excel
- Microsoft Office
- Nexis
- PACER
- Project Management
- Research
- Risk Management
- Securities
- Team Leadership
- Teamwork
- Time Management
Nicholas Smith Summary
- Nicholas Smith, based in Canada, is currently a Vice President, Compliance at Dawson Partners. Nicholas Smith brings experience from previous roles at Dawson Partners, Manulife Investment Management and Ontario Securities Commission. Nicholas Smith holds a 2005 - 2010 Honours Bachelor of Arts @ University of Toronto Mississauga. With a robust skill set that includes Accounting, Analysis, Bloomberg, Business Analysis, Capital Markets and more. Nicholas Smith has 1 emails on RocketReach.
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