Nicholas Frederick Email & Phone Number
Senior Counsel and Chief Compliance Officer @ Lateral Investment Management, LLC
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Nicholas Frederick Location
- California, United States
Nicholas Frederick Work
- Senior Counsel and Chief Compliance Officer @ (April 2019 - Present)
- Vice President, Corporate Attorney @ Private Equity Fund (February 2017 - April 2019)
- Legal and Regulatory Compliance @ (March 2014 - February 2017)
- Summer (Legal) Associate @ (June 2012 - August 2012)
- Summer Associate @ Nelson Levine de Luca & Hamilton (June 2011 - August 2011)
- English (ESL) Instructor @ (January 2010 - July 2010)
- Associate - Structured Finance and Securitization @ (January 2006 - May 2009)
- Analyst - Corporate Banking @ (June 2005 - December 2005)
- Summer Intern @ (May 2004 - August 2004)
Nicholas Frederick Education
- William & Mary Law School
Doctor of Law (JD) (Law)
2010-2013 - Cornell University
Bachelor of Science (B.S.) (Applied Economics (Dyson School of Applied Economics and Management))
2001-2005 - Rye Country Day School 1997-2001
Nicholas Frederick Skills
- Due Diligence
- Legal Writing
- Bloomberg
- Financial Analysis
- Legal Research
- Structured Finance
- Financial Modeling
- Corporate Finance
- Valuation
- Research
- Securities
- Economics
- Finance
- Investments
- Alternative Investments
- Regulatory Affairs
- Corporate Governance
- Corporate Law
- Legal Documents
- Cross-border Transactions
- Private Equity
- Investment Management
- Securities Regulation
- Legal Compliance
- Regulatory Compliance
- Asset Management
- Hedge Funds
- Spanish
- CMBS
- CDO
- ABS
- Term Sheets
- Dodd-Frank
- FBO
- CLO
- Regulatory Reporting
- Structured Products
- Private Fund Formation
- Fund Formation
- Private Funds
- SEC Regulations
- Venture Capital
- Investment Advisers Act
- Fund Structuring
- 1940 Act
- Fund Structuring
- Private Fund Formation
- Regulatory
- Business Development
- Wealth Management
- Compliance
- Attorney
- Business Strategy
- Cross Border Transactions
- Dodd Frank
Nicholas Frederick Summary
- Nicholas Frederick, based in California, United States, is currently a Senior Counsel and Chief Compliance Officer at Lateral Investment Management, LLC. Nicholas Frederick brings experience from previous roles at Private Equity Fund, BNP Paribas, Bloomberg LP and Nelson Levine de Luca & Hamilton. Nicholas Frederick holds a 2010 - 2013 Doctor of Law (JD) in Law @ William & Mary Law School. With a robust skill set that includes Due Diligence, Legal Writing, Bloomberg, Financial Analysis, Legal Research and more. Nicholas Frederick has 2 emails and 2 mobile phone numbers on RocketReach.
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