Nicholas Frederick Email & Phone Number
Senior Counsel and Chief Compliance Officer @ Lateral Investment Management, LLC
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Nicholas Frederick Location
- California, United States
Nicholas Frederick Work
- 2019 -now Senior Counsel and Chief Compliance Officer @
- 2017 -2019 Vice President, Corporate Attorney @ Private Equity Fund
- 2014 -2017 Legal and Regulatory Compliance @
- 2012 -2012 Summer (Legal) Associate @
- 2011 -2011 Summer Associate @ Nelson Levine de Luca & Hamilton
- 2010 -2010 English (ESL) Instructor @
- 2006 -2009 Associate - Structured Finance and Securitization @
- 2005 -2005 Analyst - Corporate Banking @
- 2004 -2004 Summer Intern @
Nicholas Frederick Education
- William & Mary Law School
Doctor of Law (JD) (Law)
2010-2013 - Cornell University
Bachelor of Science (B.S.) (Applied Economics (Dyson School of Applied Economics and Management))
2001-2005 - Rye Country Day School 1997-2001
Nicholas Frederick Skills
- Due Diligence
- Legal Writing
- Bloomberg
- Financial Analysis
- Legal Research
- Structured Finance
- Financial Modeling
- Corporate Finance
- Valuation
- Research
- Securities
- Economics
- Finance
- Investments
- Alternative Investments
- Regulatory Affairs
- Corporate Governance
- Corporate Law
- Legal Documents
- Cross-border Transactions
- Private Equity
- Investment Management
- Securities Regulation
- Legal Compliance
- Regulatory Compliance
- Asset Management
- Hedge Funds
- Spanish
- CMBS
- CDO
- ABS
- Term Sheets
- Dodd-Frank
- FBO
- CLO
- Regulatory Reporting
- Structured Products
- Private Fund Formation
- Fund Formation
- Private Funds
- SEC Regulations
- Venture Capital
- Investment Advisers Act
- Fund Structuring
- 1940 Act
- Regulatory
- Business Development
- Wealth Management
- Compliance
- Attorney
- Business Strategy
- Cross Border Transactions
- Dodd Frank
Nicholas Frederick Summary
- Nicholas Frederick, based in California, United States, is currently a Senior Counsel and Chief Compliance Officer at Lateral Investment Management, LLC. Nicholas Frederick brings experience from previous roles at Private Equity Fund, BNP Paribas, Bloomberg LP and Nelson Levine de Luca & Hamilton. Nicholas Frederick holds a 2010 - 2013 Doctor of Law (JD) in Law @ William & Mary Law School. With a robust skill set that includes Due Diligence, Legal Writing, Bloomberg, Financial Analysis, Legal Research and more. Nicholas Frederick has 2 emails on RocketReach.
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Top Lateral Investment Management, LLC Employees
Richard de Silva
Managing Partner
Menlo Park, CA, US
Lisa Harrow-Chodock
Managing Director
New York, NY, US
Nicholas Frederick
Senior Counsel and Chief Compliance Officer
California, United States
Betsy Ward
Director of National Accounts
Saint Paul, MN, US
Christopher Scian
Investment Professional
California, United States
David Lin
Controller and Head of Finance
San Francisco, CA, US
Matt Knight
Growth Equity Vice President
San Francisco, CA, US
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