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Nicholas Costa Location
Boca Raton, FL, US
Nicholas Costa Work
Head of Compliance @ (September 2026 - Present)
Senior Director of Compliance @ (May 2022 - September 2026)
Director Of Compliance @ (September 2020 - May 2022)
Associate Principal Analyst @ (April 2015 - September 2020)
Senior Examiner @ (April 2013 - April 2015)
Senior Compliance Advisor @ (January 2011 - April 2013)
Compliance Advisor @ (January 2007 - January 2011)
Financial Advisor @ (January 2006 - January 2007)
General Manager @ (January 2005 - January 2006)
Assistant General Manager @ (January 2003 - January 2005)
Nicholas Costa Education
Florida Atlantic University
Master of Science - MS (Economics)
2014-2016
University of Florida - Warrington College of Business
Bachelor of Arts - BA (Business Administration, Management and Operations)
1999-2003
Nicholas Costa Skills
Bonds
Broker-Dealer Compliance
Conceptual Modeling
Conflict Resolution
Consulting
Critical Thinking
Customer Relationship Management (CRM)
Data Analysis
ETFs
Econometrics
Economics
Financial Analysis
Financial Regulation
Hypothesis Testing
Macroeconomics
Microeconomics
Multitasking
Mutual Funds
Needs Assessment
Options
Organization Skills
Regression Analysis
Regulatory Compliance
Research
Risk Assessment
Risk Management
Statistical Data Analysis
Stocks
customer service
Nicholas Costa Summary
Nicholas Costa, based in Boca Raton, FL, US, is currently a Head of Compliance at Gemini Galactic Markets, LLC.. Nicholas Costa brings experience from previous roles at TradeStation and FINRA (Financial Industry Regulatory Authority). Nicholas Costa holds a 2014 - 2016 Master of Science - MS in Economics @ Florida Atlantic University. With a robust skill set that includes Bonds , Broker-Dealer Compliance, Conceptual Modeling, Conflict Resolution, Consulting and more. Nicholas Costa has 2 emails and 2 mobile phone numbers on RocketReach.
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