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Neil O'Connor Location
Boston, MA, US
Neil O'Connor Work
Vice President - Systems Vendor Management @ (May 2018 - Present)
Head of Vendor Risk Management, SVP @ (August 2016 - May 2018)
Director, Third Party Risk Management SVP @ (March 2015 - August 2016)
Vendor Risk Manager @ (March 2014 - May 2015)
Policy and Oversight Monitoring Senior Risk Manager, Vice President @ (February 2011 - March 2014)
Global Services Wealth Manager and Specialized Trust Services Compliance, Vice President @ (April 2010 - December 2010)
Investor Services Compliance, Vice President @ (March 2007 - April 2010)
Transfer Agent Risk and Compliance, Assistant Vice President @ (April 2003 - March 2007)
Transfer Agent Compliance Specialist @ (June 1998 - April 2003)
Transfer Agent Compliance Coordinator @ (January 1996 - June 1998)
Transfer Agent Compliance Analyst @ (September 1995 - January 1996)
NSCC Fund Liaison @ (May 1995 - September 1995)
Multiple Positions @ (January 1989 - May 1995)
Neil O'Connor Education
Northeastern University
Bachelor of Arts (Business Management)
1988-1995
Neil O'Connor Skills
Analysis
Auditing
Business Process
Communication
Creative Problem Solving
Critical Thinking
Due Diligence
Enterprise Risk
Enterprise Risk Management
Financial Regulations
Financial Risk
Financial Services
Global Regulatory Compliance
IT Escalation
Issue Identification
Management
Operational Risk Management
Operations Management
Policy
Presentations
Program Management
Project Management
Regulatory Compliance
Risk Control
Risk Management
Risk Metrics
Risk Reporting
Subject Matter Experts
Supplier Performance
Training
Vendor Management
Business Strategy
Change Management
Microsoft Office
Neil O'Connor Summary
Neil O'Connor, based in Boston, MA, US, is currently a Vice President - Systems Vendor Management at Brown Brothers Harriman. Neil O'Connor brings experience from previous roles at Santander Bank, N.A. and Citizens Financial Group. Neil O'Connor holds a 1988 - 1995 Bachelor of Arts in Business Management @ Northeastern University. With a robust skill set that includes Analysis, Auditing, Business Process, Communication, Creative Problem Solving and more. Neil O'Connor has 4 emails and 1 mobile phone numbers on RocketReach.
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