2013 -2016 Executive Director, Americas Head of Anti-Corruption @
2012 -2015 Global Head AML Training, Education and Awareness @
2010 -2011 Deputy Head, COO, Americas AML Compliance @ UBS AG
2000 -2010 Executive Director - AML Compliance @
1998 -2000 Compliance Officer @
1993 -1998 Compliance Analyst @
Tara Loftus Education
University at Albany, SUNY
MA (English Education)
University at Albany, SUNY
BA (English)
Tara Loftus Skills
AML
FINRA
Securities
KYC
Series 7
Investment Banking
Corporate Governance
Securities Regulation
Due Diligence
Risk Management
OFAC
Financial Services
Equities
Alternative Investments
Options
Anti Money Laundering
Research
Strategic Planning
Business Development
Trading
Public Speaking
u.s. Office of Foreign Assets Control Ofac
Management
u.s. Office of Foreign Assets Control
Tara Loftus Summary
Tara Loftus, based in New York, NY, US, is currently a Managing Director at Brown Brothers Harriman. Tara Loftus brings experience from previous roles at Exiger and UBS. Tara Loftus holds a MA in English Education @ University at Albany, SUNY. With a robust skill set that includes AML, FINRA, Securities, KYC, Series 7 and more. Tara Loftus has 3 emails and 1 mobile phone numbers on RocketReach.
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