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Nathan Miller Location
Washington, DC, US
Nathan Miller Work
Director - CAT Surveillance @ (May 2025 - Present)
Associate Director - CAT Operations @ (December 2023 - May 2025)
Manager @ (June 2019 - December 2023)
Principal Analyst @ (May 2019 - June 2019)
Associate Principal Analyst @ (April 2018 - May 2019)
Senior Regulatory Analyst @ (April 2016 - April 2018)
Regulatory Analyst @ (April 2013 - April 2016)
Gateway Agent - NMLS @ (November 2010 - April 2013)
Financial Advisor @ (September 2008 - May 2009)
Nathan Miller Education
Hood College
Bachelor of Science (BS) (Finance, General)
2002-2006
Nathan Miller Skills
FINRA
OATS
Regulatory Compliance
Finance
Financial Analysis
Microsoft Office
Microsoft Excel
Marketing
Sales
PowerPoint
SEC Regulations
Regulatory Requirements
Business Development
Event Management
Process Improvement
Social Media Marketing
Nathan Miller Summary
Nathan Miller, based in Washington, DC, US, is currently a Director - CAT Surveillance at FINRA CAT. Nathan Miller brings experience from previous roles at FINRA CAT and FINRA (Financial Industry Regulatory Authority). Nathan Miller holds a 2002 - 2006 Bachelor of Science (BS) in Finance, General @ Hood College. With a robust skill set that includes FINRA, OATS, Regulatory Compliance, Finance, Financial Analysis and more. Nathan Miller has 2 mobile phone numbers on RocketReach.
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