Michael Vida Email & Phone Number
Senior Principal Trading Regulatory Liaison and Examiner @ FINRA (Financial Industry Regulatory Authority)
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Michael Vida Location
- New York, NY, US
Michael Vida Work
- Senior Principal Trading Regulatory Liaison and Examiner @ (March 2024 - Present)
- Principal Trading Regulatory Liaison @ (January 2017 - March 2024)
- Regulatory Specialist and Compliance Examiner @ (March 2004 - January 2017)
Michael Vida Education
- Saint John's University
Master of Business Administration (MBA) (Public accounting)
2005-2008 - Saint John's University
Bachelor of Science (B.S.) (Finance)
2000-2004 - Xavier High School 1996-2000
Michael Vida Skills
- AML
- Anti Money Laundering
- Broker-Dealer
- Capital Markets
- Due Diligence
- Equities
- FINRA
- Financial Analysis
- Financial Regulation
- Financial Risk
- Financial Services
- Investment Advisory
- Investments
- Mutual Funds
- SEC
- Securities
- Securities Regulation
- Series 24
- Series 63
- Series 7
- Trading
- Wealth Management
- Broker Dealer
Michael Vida Summary
- Michael Vida, based in New York, NY, US, is currently a Senior Principal Trading Regulatory Liaison and Examiner at FINRA. Michael Vida brings experience from previous roles at FINRA. Michael Vida holds a 2005 - 2008 Master of Business Administration (MBA) in Public accounting @ Saint John's University. With a robust skill set that includes AML, Anti Money Laundering, Broker-Dealer, Capital Markets, Due Diligence and more. Michael Vida has 1 emails and 1 mobile phone numbers on RocketReach.
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