Michael Thomas's Location
San Francisco, CA, US
Michael Thomas's Work
- Senior Director - Compliance Testing @ Forge
- Vice President - Compliance Monitoring and Testing Lead @ J.P. Morgan
- Assistant Vice President - Compliance @ Wells Fargo
- Manager - Compliance @ Charles Schwab
- Senior Examiner @ FINRA (Financial Industry Regulatory Authority)
Michael Thomas's Education
- San Francisco State University
Bachelor's degree (Economics)
2005 - 2007
Michael Thomas's Skills
- Series 24
- Securities Regulation
- FINRA
- Compliance Testing
- Series 7
- Series 9/10
- Series 66
- AML
- BSA Compliance
- KYC
Michael Thomas's Summary
Michael Thomas, based in San Francisco, CA, US, is currently a Senior Director - Compliance Testing at Forge, bringing experience from previous roles at J.P. Morgan, Wells Fargo, Charles Schwab and FINRA. Michael Thomas holds a 2005 - 2007 Bachelor's degree in Economics @ San Francisco State University. With a robust skill set that includes Series 24, Securities Regulation, FINRA, Compliance Testing, Series 7 and more, Michael Thomas contributes valuable insights to the industry. Michael Thomas has 3 emails on RocketReach.
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